- MUFG (Irving, TX)
- …over FCC/CC systems **Qualifications:** + Bachelor's Degree or equivalent work experience in compliance , legal or risk functions. + 7 years of financial crimes ... skills. + Advanced MS Excel and PowerPoint skills + Experience in compliance , legal or risk functions. The typical base pay range for this role is between… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- TD Bank (Falmouth, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... oversight. The role also involves engaging in continuous improvement initiatives to enhance compliance risk and reporting processes, promoting a culture of … more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... governance routines. **Key Responsibilities:** + **Lead portions of the enterprise compliance risk assessment, including risk identification, evaluation,… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... of experience **Preferred Skills:** + **Minimum of 8 years of experience in Compliance , Risk Management, Audit, or a related compliance role.** + **Strong… more
- American Express (Phoenix, AZ)
- …initiatives and business projects + Lead 1LOD activities supporting the enterprise compliance risk assessment program + Support the development and tracking ... environment **Key Responsibilities:** + Support the development and maintenance of compliance risk assessments and associated controls and testing aligned… more
- Unilever (Denver, CO)
- … risk register management, audit evidence collection, and privacy compliance initiatives. The Leader will drive process improvements, mentor team members, ... compliance analysts; provide technical guidance and mentorship; develop SOPs for compliance activities. **Third-Party Risk Assessments** : Oversee and perform… more
- Capital One (Richmond, VA)
- …customers, and ensure we infuse privacy into everything we build and do. The Privacy Compliance & Risk (PC&R) team is seeking a Privacy Compliance Director ... risk at a technologically-focused financial institution. The Privacy Compliance Governance Director sits in the second line of... Processes and Governance team to perform key privacy compliance activities, helping to manage privacy risk … more
- Berkshire Bank (Boston, MA)
- …Asset Management division. This position will provide leadership and strategy for the compliance and risk management of the Wealth Management (Trust department) ... implementation of audit and exam recommendations. + Monitor for risk exposure and other compliance issues; recommend...+ Monitor for risk exposure and other compliance issues; recommend appropriate level of action where exposure… more
- KeyBank (Brooklyn, OH)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... weaknesses or gaps. + Review policies and procedures and associated compliance and risk programs to ensure consistency with current applicable banking and… more