- Bloomberg (New York, NY)
- …Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10047603 **Description & Requirements** The energy of ... else. It's up to you to make it happen. Bloomberg's Legal, Compliance & Risk Department plays a critical role in supporting our businesses and operations… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... US Wealth Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** +… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... US Wealth Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** +… more
- Aegon Asset Management (Denver, CO)
- …For more information, visit transamerica.com . Job Description Summary Perform strategic compliance risk program design and oversight of investment and ... risk manager relating to the operational, liquidity, and derivatives compliance risk programs designed to comply with the Investment Company Act Rule 38a-1,… more
- V2X (Reston, VA)
- …teams. while working across a complex environment to ensure effective governance, risk , and compliance practices in-line with regulatory reporting requirements. ... What You'll Do: + The Senior Manager of Internal Controls and SOX Compliance is responsible for the overall direction and administration of the company's internal… more
- Assistance Plus (Benton, ME)
- Salary Range $38.50 - $45.50 Hourly Position Type Full Time Description The Risk Analyst/ Compliance Officer (RA/CO) is responsible for overseeing and ensuring ... compliance with regulatory requirements, internal policies, licensing requirements, audits,...and all HIPAA regulations. This position would assist with risk management and policy development for all programs. The… more
- Oracle (Oklahoma City, OK)
- …standards, providing recommendations based on vulnerability and gap analysis. * Perform risk assessments to ensure compliance with various audit requirements, ... center locations operated by co-location service providers. The Regional Manager, Security Risk Assessments AMER, will act as the principal liaison with all… more
- Hartford HealthCare (Hartford, CT)
- …proactive outcomes that demonstrate commitment to high reliability safety behaviors, risk reduction, regulatory responsiveness, compliance and safe patient ... Every moment matters. And this is *your moment*. **Job:** **Legal / Compliance * **Organization:** **Hartford HealthCare Corp.* **Title:** *Clinical Risk Manager*… more
- JPMorgan Chase (Tampa, FL)
- **Job Description** Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and ... that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status… more
- Intercontinental Exchange (ICE) (Atlanta, GA)
- …Familiarity with technology risk , data privacy, cybersecurity, and third-party risk . + Experience with regulatory compliance frameworks and expectations (eg, ... Overview **Job Purpose** The Enterprise Risk Management function (ERM) is responsible for administering... Management function (ERM) is responsible for administering the risk management framework for risks that threaten Intercontinental Exchange… more