- Vanguard (Dallas, TX)
- …Consultations: Conduct consultations to assess clients' financial situations, goals, risk tolerance, and planning needs, developing customized investment plans. + ... in a fast-paced environment, ensuring timely delivery of commitments. + Compliance : Maintain accurate client records and ensure adherence to Vanguard's systems,… more
- Cardinal Health (Atlanta, GA)
- …have been posted and accounted for. + Prepare Month-End Close Driver and Risk & Opportunity Summaries for delivery to Accounting and Finance business partners. + ... Internal Audit, Legal, Sales/Account Management, Revenue Management, Contracting, Standards & Compliance , etc. + Assists in the management of the monthly financial… more
- BMO Financial Group (Urbandale, IA)
- …stakeholders. + Ensures alignment between stakeholders. + Follows through on the risk and compliance processes and policies to ensure we safeguard ... our customers' assets, maintain their privacy, act in their best interests, and ensures an effectively run function. + Protects the Bank's assets and complies with all regulatory, legal and ethical requirements. + Identifies and recommends ways to enhance the… more
- M&T Bank (Wilmington, DE)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... and policies. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- BMO Financial Group (Green Bay, WI)
- …assesses and improves the work processes for sales and service management, risk management and compliance within prescribed limits to maximize effectiveness ... and efficiency. Optimizes opportunities through deal teams and sales calls, maximizing business success. Influences the strategic direction of the line of business assisting with the development, prioritization and implementation of business, technology, sales… more
- Robert Half Finance & Accounting (Louisville, KY)
- …investment strategies and financial planning aligned with individual goals and risk tolerance. + Oversee investment accounts, including asset selection, due ... client recommendations. + Operate with fiduciary responsibility while adhering to compliance standards. Benefits + Health, Dental, Vison- 100% covered for employee… more
- Citigroup (New York, NY)
- …The Lending Advisors partner with in-business Underwriting team and 2nd line risk to pre-screen requests and structure bespoke loan proposals that meet the ... wider Citi Wealth lending growth aspirations. Ensuring effective and consistent compliance to control standards + Managing expectations through strong communication… more
- Amazon (Houston, TX)
- …field, or equivalent experience - 3+ year(s) of experience in IT security, compliance , or risk management - Experience in technology automation, implementation, ... requirements and propose effective migration strategies 4. Acting as a trusted advisor to customers on industry trends and emerging technologies 5. Sharing knowledge… more
- Amazon (Austin, TX)
- …field, or equivalent experience - 1+ year(s) of experience in IT security, compliance , or risk management - Experience in technology automation, implementation, ... requirements and propose effective migration strategies 4. Acting as a trusted advisor to customers on industry trends and emerging technologies 5. Sharing knowledge… more
- Capital One (Mclean, VA)
- Sr. Risk Manager - Data Risk Management As a Second Line Risk Advisor - Data Risk Management (Sr. Risk Manager) at Capital One, you will be ... acting as a trusted data risk advisor to divisions (first line business...and propose actionable recommendations to drive organizational transformation and compliance . + **Communication Excellence:** Utilize strong verbal and written… more