- Applied Materials (Santa Clara, CA)
- … experience in house + Passion to build out and continuously improve IP risk compliance programs, strategic initiatives, and processes + Exceptional written and ... business forward. This position will have a hands-on-role in cross-functional strategic risk management and compliance programs, with responsibilities that may… more
- Capital One (Mclean, VA)
- …is seeking a Manager-level Compliance Advisor with a regulatory / compliance background to perform a key risk management role advising Commercial Bank ... + Serving as the Commercial Credit and Counterparty Credit Compliance Advisor representing the GV&I organization to...interactions Desired Skills: + Self-starter with a background in risk management or compliance + Understanding of… more
- Comerica (Farmington Hills, MI)
- …to new products and processes. Assist Commercial in interpreting existing organization-wide compliance risk policies and procedures and provide support in the ... direction to Commercial line of business on the organization's Compliance program and serve as a trusted advisor...in risk assessment processes, including RCSA and Compliance Risk Assessment. Regulatory Engagement and Issue… more
- Oura (San Francisco, CA)
- … Compliance , this role will be responsible for advising on regulatory risk , marketing claims, product labeling, corporate compliance initiatives, and will ... leadership role that requires the ability to proactively assess risk , develop scalable compliance frameworks, and influence...objectives. What you will do: FDA & Global Regulatory Compliance : + Serve as the primary legal advisor… more
- University of Rochester (Rochester, NY)
- …efficiently. + Provide direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + ... Risk Assessment + Department, Identify, assess, and prioritize compliance risks across the University's operations, including academic, research, student… more
- Santander US (Dallas, TX)
- …effectiveness, identify weaknesses, and ensure timely remediation. + Provide strategic input on compliance risk trends and recommend enhancements to the firm's ... program. This role is accountable for developing and executing a comprehensive, risk -based framework that evaluates the effectiveness of compliance controls… more
- KeyBank (NY)
- …oversight across KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization, this role plays a key part ... management, including account administration best practices. + Proficiency in compliance risk assessments and monitoring methodologies. + Excellent written… more
- Guardian Life (Nashville, TN)
- …of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer ... and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110… more
- GCI Communication Corp (Denver, CO)
- …accounting compliance activities. + Perform ongoing (at least annual) risk assessment and control rationalization to monitor ongoing changes in business and ... GCI's Principal Compliance & Controls Transformation will c hampion ...of defense), and external audit to: + Prepare top-down, risk -based account scoping and risk assessment documentation.… more
- GE HealthCare (Waukesha, WI)
- …Segment and Function leadership, will enable sustainable growth through intelligent risk taking, policy/process optimization and enhancing the compliance program ... (ii) streamline control processes while ensuring appropriate review of high- risk areas; (iii) continuously improve the compliance ...Interest, International Trade Compliance and Financial Crimes Compliance + Serve as a key advisor … more