- Vanguard (Malvern, PA)
- …strong relationships between, and with, business leaders, the Legal Department, Compliance Department colleagues, global partners including Risk , and other ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more
- Snap Inc. (Los Angeles, CA)
- …compliance aspects of litigation and internal investigations. + Cross-Functional Compliance Advisor : Collaborate closely with Commercial Legal, Sales, ... law firm, policy consultant, lobbyist, thought partner, and all-around advisor . This team helps Snap do the right thing...and employee communications tools to support legal and regulatory compliance . + Risk Assessment & Continuous Improvement:… more
- RWJBarnabas Health (West Orange, NJ)
- …and related tax reporting requirements, This role will serve as a key legal advisor to Human Resources, Finance, and Compliance teams, ensuring that all benefit ... Vice President of Legal Affairs, Employee Benefits and ERISA Compliance Job Overview: RWJBarnabas Health, New Jersey s largest...high-stakes contracts with a strong grasp of both legal risk and business priorities + Excellent verbal and written… more
- City National Bank (New York, NY)
- …and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... * COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR * *WHAT...exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk… more
- FirstBank PR (San Juan, PR)
- …strong supervisory skills and the ability to manage multiple projects simultaneously. Compliance Risk Assessment and Testing: The role includes designing, ... At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the...implementing, and executing the Compliance Risk Assessment and Testing Program, conducting… more
- Tradeweb (New York, NY)
- …connectivity, and transparency in electronic trading. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a ... mid-to-senior level Compliance Officer with deep expertise in data privacy, privacy...of AI technologies. The ideal candidate is a proactive advisor who can integrate privacy considerations into the entire… more
- Comerica (Farmington Hills, MI)
- …high- risk areas and recommend mitigation strategies. Partner with Line of Business, Compliance , Risk and third parties to ensure that all processes and ... Job Description Sanctions Compliance Manager The Sanctions Compliance Manager...enterprise sanctions framework. Set the sanctions policy and establish risk -based procedures to prevent, detect, and report potential sanctions… more
- HCA Healthcare (Nashville, TN)
- … assessment of internal controls and associated processes to identify areas of potential risk and non- compliance . Utilize outcome of risk assessment to guide ... changes in regulations, laws, and industry standards related to internal controls and risk management. + Collaborating with other compliance and legal functions… more
- HCA Healthcare (Nashville, TN)
- … assessment of internal controls and associated processes to identify areas of potential risk and non- compliance . Utilize outcome of risk assessment to guide ... changes in regulations, laws, and industry standards related to internal controls and risk management. + Collaborating with other compliance and legal functions… more
- Truist (Atlanta, GA)
- …Identifies and assesses Truist's Corporate cybersecurity legal, regulatory and industry compliance . Assist in managing cybersecurity risk and compliance ... enable business while protecting the enterprise. + Monitors reporting on information/cyber security compliance and related risk & controls programs to a variety… more