- Principal Financial Group (Des Moines, IA)
- …to implement, and oversee HR compliance policies and procedures. + Lead compliance risk assessments and conduct testing to identify and address program gaps. ... contract provisions, and HR regulations. + Serve as a compliance advisor on major business initiatives and...or equivalent + 8+ years of relevant experience in compliance , employment law, or risk management (JD… more
- CH Robinson (Des Moines, IA)
- …policies and procedures to maintain compliance . + Serve as a strategic advisor on sanctions risk , transaction-level red flags, and compliance issues ... role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus on adhering to...alignment with corporate policies and legal requirements + Conduct risk assessments related to OFAC, sanctions, and US export… more
- Guardian Life (New York, NY)
- …+ Collaborate with business partners to support business strategies, resolve compliance inquiries or investigations, and implement risk mitigation strategies. ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Chewy (Plantation, FL)
- …+ Conduct initial and ongoing assessments of third-party vendors, focusing on compliance , security, privacy, and operational risk + Maintain accurate records ... **Our Opportunity:** Chewy is looking for a Corporate Compliance and Privacy Analyst to join our Legal...IT-GRC, and Internal Audit + Serve as a trusted advisor and partner to colleagues at all levels of… more
- Truist (Atlanta, GA)
- … compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance functions which ... cyber program maturity, and acting as exam & audit advisor to business segments and functions. **ESSENTIAL DUTIES AND...related experience at a large financial institution performing legal, compliance , or other duties such as risk … more
- Thrivent Financial (Minneapolis, MN)
- …tomorrow. Job Summary This position is responsible for providing portfolio compliance oversight for Thrivent's General Account, mutual funds, and other investment ... accounts. Portfolio Compliance oversight includes ensuring that all aspects of Investments... with associated regulation (eg SEC, IA/IC - Investment Advisor & Investment Company Acts, MN, NY & WI… more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...team at the forefront of managing reputational and regulatory risk . + Work in a dynamic, global environment with… more
- Robert Half Finance & Accounting (Boston, MA)
- …The role is in Boston, mostly in office. This role focuses on ensuring compliance and mitigating risk within a financial institution through meticulous analysis ... accurate documentation processes. Requirements At least 2-5 years of compliance or risk management experience for a...risk management experience for a broker-dealer or investment advisor is required, along with a FINRA Series 7,… more
- Robert Half Finance & Accounting (Houston, TX)
- Description IT SOX Manager Needed! Compliance Champion | Risk Manager | Process Optimizer Are you a star in the galaxy of governance, eager to help drive SOX ... integrity! We're looking for innovation, expertise, and collaboration to fuel our risk management and compliance initiatives. Role Highlights Own ITGCs like… more
- Robert Half Finance & Accounting (Hershey, PA)
- …and compliance . * Educate staff and stakeholders on internal controls and risk mitigation strategies. * Provide audit and compliance support to shared ... Manager/Supervisor to oversee and enhance internal controls, operational processes, and risk management strategies. This role is critical in driving organizational… more