- Truist (Philadelphia, PA)
- …for discretionary and non-discretionary investment, portfolios. 9. Adhere to (and document) risk management and compliance with all relevant regulatory policies ... and acts as a primary source for investment communication. Assists the Wealth Advisor in acquiring Reserve and GenSpring level, prospective clients. 2. Assist Wealth… more
- Raymond James Financial, Inc. (Hackensack, NJ)
- …client acquisition. We are an expanding team that currently includes a Senior Advisor , Associate Advisor , and Registered Client Service Associate specializing in ... base salary.** **Essential Duties and Responsibilities** * Partners with Financial Advisor to review clients' current portfolio design, understand client goals,… more
- JPMorgan Chase (Plano, TX)
- …not limited to design, engineering, data and analytics, marketing, legal, risk , controls, compliance , etc. **Preferred Qualifications, Capabilities, and ... on a global team that is passionate about personalizing client and advisor -facing experiences, focusing on Wealth Management Personalization, to help both the client… more
- JPMorgan Chase (New York, NY)
- …with stakeholders from business and control groups, including solutions, legal, risk , and compliance **Required Qualifications, Capabilities, and Skills:** + ... enhance the investment platform, focusing on improving client outcomes and advisor experiences. The team collaborates extensively with various stakeholders and… more
- Office of the Comptroller of the Currency (New York, NY)
- …coverage of other specialty areas (BIT, capital markets, commercial credit, compliance , ERM/Governance, mortgage banking, retail credit, operational risk and/or ... in Asset Management, you will serve as an expert advisor to the Examiner-in-Charge, DC for Large Bank Supervision...asset management activities involving complex issues and represent high risk (s) to the bank and national banking system. Large… more
- CGI Technologies and Solutions, Inc. (Pittsburgh, PA)
- …the credit card platform to identify areas for improvement and implement enhancements. Risk Management and Compliance : -Ensuring data design for credit card ... related processes and developing governance frameworks to ensure compliance . Also provide expertise on risk mitigation strategies. **Required qualifications to… more
- Edward Jones (Tempe, AZ)
- …and external teams as the firm expands security capabilities for addressing risk and ensuring compliance throughout the entire lifecycle for cloud-native ... the future of our firm, the industry and the advisor -client relationship. **Job Overview** **Position Schedule:** Full-Time This job...posture and quickly adapt to protect the business from risk . You must be highly technical and possess at… more
- Citigroup (Jersey City, NJ)
- …Investment Accounting, Fund Administration, Middle Office Services, Performance and Risk Analytics, Transfer Agency and Securities lending across multiple ... implementation. Conduct code reviews to ensure code quality and compliance with standards. + **Collaboration and Communication:** Collaborate with cross-functional… more
- Mastercard (Harrison, NY)
- …tax matters. This Director will support strategic tax planning, managing tax risk , and partnering with other business leaders within finance or the broader ... support post-acquisition integration, aligning acquired businesses with the company's tax compliance and reporting policies and processes. * Support tax due… more
- Trellix (Albany, NY)
- …providing critical guidance to clients on on AI-driven cyber defense strategies, risk assessments, and compliance with healthcare regulations (eg, HIPAA, ... on AI-powered technologies and frameworks, data security, threat analysis, governance risk and compliance , and vulnerability management Bachelor's degree in… more