- Cargill (Wichita, KS)
- …providing guidance on regulatory risk , ethics program deployment, and emerging compliance trends. + Lead the implementation of Cargill's global Ethics & ... & Compliance Director serves as a senior compliance leader and trusted advisor responsible for...and compliance responsibilities. + Conduct and support compliance risk assessments; identify opportunities for process… more
- Zions Bancorporation (Salt Lake City, UT)
- …front line management regarding regulatory requirements and risk management practices. The Compliance Manager will lead and oversee the firm's compliance ... we bring the opportunity. **We are currently seeking a** ** Risk and Compliance Manager** **within the Market, Liquidity,...with being an advisor to… more
- FirstBank PR (San Juan, PR)
- …Identify process inefficiencies and recommend improvements aligned with compliance and risk objectives. Audit Coordination & Readiness + Lead and organize ... At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the...primary liaison between the Auto Business Unit, the Enterprise Risk Management and Compliance Departments, ensuring operational… more
- TD Bank (Charlotte, NC)
- … risk assessment process to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for area of specialization; ... and diverse audit team for an area of significant risk , complexity or scope + People Manager role that...a team greater than 5 Audit professionals/specialists + Strategic advisor to leadership team on the management of the… more
- Guardian Life (Nashville, TN)
- …3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch ... of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer… more
- Wells Fargo (Charlotte, NC)
- …lead efforts to write, refine, and maintain features, coordinate with engineering, legal, compliance , risk and control teams to manage a backlog aligned with ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Mizuho Corporate Bank (New York, NY)
- …cybersecurity, disaster recovery, business continuity management, technology, and third-party risk -the program lead will collaborate closely with stakeholders ... risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Monitor… more
- The Hertz Corporation (Estero, FL)
- …internal channels. As a critical partner to the team's global investigations lead , they may support periodic compliance investigations and leverage outcomes ... and company compliance policies. + Program-manage assigned compliance topics, including risk and stakeholder mapping...+ Drive engagement and requests of Hertz Ethics and Compliance Ambassadors in North America. + Lead … more
- Wells Fargo (Charlotte, NC)
- …goals and tasks with the ability to influence and manage effectively across technology, risk , legal and compliance , among others + Strategic thinker with an ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (San Francisco, CA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more