- North Wind Group (Knoxville, TN)
- …intellectual property. + Develop and implement organization-wide legal strategies that anticipate risk and enable growth. + Ensure compliance with federal, ... with ANC shareholder and SBA 8(a) requirements. 3. Compliance and Risk Management + Serve as...Manage enterprise litigation, dispute resolution, and administrative proceedings. + Lead internal investigations related to ethics, compliance ,… more
- Insight Global (Wayne, PA)
- …and technologically adept. The individual will manage account administration, advisor transitions, client onboarding, reporting, and compliance support ... We are seeking a mid-level Administrative Professional to join our Operations and Advisor Support team. This role is ideal for an experienced operations professional… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Parsons Corporation (Washington, DC)
- …+ Oversee comprehensive operational and safety risk management efforts ensuring FAA compliance + Act as principal advisor to FAA leadership on safety ... + Collaborate with FAA and engineering teams to ensure compliance with safety standards **Senior NAS Safety Specialist (~8-10...+ Drive initiatives to improve safety testing methodologies and risk management practices **NAS Safety Lead /… more
- Wells Fargo (Minneapolis, MN)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- JPMorgan Chase (Chicago, IL)
- …architecture reviews. + Translate and advise on technical designs that must meet risk profile and compliance needs in a global context. Including cross-border, ... HIPAA, etc. to design secure architectures that both meet security, risk , and compliance requirements. **Required Qualifications, Capabilities, and Skills:**… more
- CBRE (Atlanta, GA)
- …and departmental leadership on how regulatory developments affect organizational operations. + Lead risk assessments to identify, evaluate, and mitigate risk ... compliance and privacy policies. This role provides strategic direction, manages compliance and risk , develops and enforces compliance frameworks, and… more
- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance ... 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- Wells Fargo (San Francisco, CA)
- …can be. **Key Responsibilities** + Serve as the day-to-day digital communications lead and key advisor for designatedlines ofbusiness + Deliver end-to-end ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more