- Wells Fargo (San Francisco, CA)
- …can be. **Key Responsibilities** + Serve as the day-to-day digital communications lead and key advisor for designatedlines ofbusiness + Deliver end-to-end ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Equitable (Charlotte, NC)
- …having direct interaction with the executive team and financial professionals. + Conduct risk assessments of the Firm's compliance exposures, assigning a risk ... Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** :...strategy. Equitable Advisors is a broker/dealer and registered investment advisor that serves as the main retail wealth management… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …Acquisition, and other internal HR teams, providing expert guidance on compliance -related matters. **Key responsibilities include:** + Advancing risk mitigation ... with organizational goals as well as regulatory and statutory requirements. **Collaboration, Compliance Strategy & Execution:** + Lead workforce compliance … more
- LA Care Health Plan (Los Angeles, CA)
- …risk trends. Ensure alignment of investigative and FWA activities with organizational risk appetite, compliance strategy, and enterprise risk management ... Director, Compliance on Special Investigations Unit and Fraud, Waste...and motivating direct reports. Duties Leadership and Program Oversight: Lead LA Care's Special Investigations Unit (SIU) in overseeing… more
- LinkedIn (Sunnyvale, CA)
- …Serve as a trusted advisor to employees and leadership on compliance policies, regulatory obligations, and risk mitigation strategies. + Develop compelling, ... enhancement, and enhancement of compliance culture. **Programmatic Compliance Initiatives** + Lead the design and... and integrity issues and have exposure to key compliance risk areas. + Extensive investigations experience… more
- University of Utah (Salt Lake City, UT)
- …the institution's primary contact for external audits of sponsored programs, a trusted compliance advisor and trainer for stakeholders across the U's research ... to the integrity of its $700-million research portfolio. The Manager identifies compliance risks and engages appropriate stakeholders around risk awareness and… more
- Citigroup (Washington, DC)
- **The Lead Counsel 2 (Regulatory) is a senior level position that sits within the Financial Services Regulatory Legal team. The position is responsible for serving ... as a subject matter expert and key legal advisor to business stakeholders, functional partners, and the Legal Management Committee by providing counsel and thought… more
- Truist (Greensboro, NC)
- … compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance functions which ... for execution and compliance adherence. + Monitors reporting on information/cyber security compliance and related risk & controls programs to a variety of… more
- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit:...and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well… more
- Takeda Pharmaceuticals (Boston, MA)
- …USBU Ethics & Compliance (E&C) team seeks a forward-thinking leader in risk identification and mitigation who wants to join an innovative function that responds ... technology-driven initiatives. + Assists in developing materials for USBU Risk , Ethics and Compliance Committee (RECC) meetings...and state price reporting statute + Respected expert and advisor to senior management of the BU who influences… more