- Wells Fargo (Irving, TX)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Los Angeles, CA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor ), or similar). + ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...Utilize knowledge of data analysis tools and techniques to lead a team of compliance testing professionals… more
- Audi (San Jose, CA)
- …you are up for the challenge, join our mission and be part of the change. Governance, Risk , and Compliance & Legal Lead Role Summary: The Compliance ... GRC & Legal Lead (Job Number: POW000013) Description Innovation. Sophistication. Optimization....SE policies as well as local adjustment, if necessary ( Compliance , Risk Management & Policy Management). .… more
- Wells Fargo (Wilmington, DE)
- …of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through one or a ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- University of Rochester (Rochester, NY)
- …efficiently. + Provide direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + ... CCE will lead the development and execution of a comprehensive compliance strategy that supports the University's mission, values, and strategic goals, to… more
- Wells Fargo (Charlotte, NC)
- …market data sources and benchmarking methodologies + Knowledge of compensation governance, compliance , and risk management practices **Job Expectations:** + This ... **About this role:** Wells Fargo is seeking a ** Lead Compensation Consultant** to join our **Total Rewards...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Mizuho Corporate Bank (New York, NY)
- …cybersecurity, disaster recovery, business continuity management, technology, and third-party risk -the program lead will collaborate closely with stakeholders ... risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Monitor… more
- JPMorgan Chase (New York, NY)
- …offers broad exposure to senior stakeholders and cross-functional partners-spanning Finance, Technology, Risk , Compliance , and our Advisor field force-while ... team + Lead the end-to-end development and implementation of new Advisor programs and initiatives, collaborating with business partners and senior leadership to… more
- Vanguard (Malvern, PA)
- …growing and evolving service offerings, Vanguard seeks a highly skilled broker-dealer compliance professional to lead strategic compliance activities related ... strong relationships between, and with, business leaders, the Legal Department, Compliance Department colleagues, global partners including Risk , and other… more