- Vanguard (Malvern, PA)
- …just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll be at the forefront of regulatory strategy, helping ... Lead training initiatives to embed a culture of compliance across the organization. Core Responsibilities + Serves as...and interfaces regularly with business unit stakeholders and internal risk and compliance partners + Manages regulatory… more
- PNC (Pittsburgh, PA)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Advisor within PNC's first line of defense Enterprise ... As a senior member of the team, you will lead & strengthen programs supporting our prudential regulations (eg,...needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory… more
- Vanguard (Scottsdale, AZ)
- The Senior Compliance Advisor will be an individual contributor responsible for collaborating to advise D&A and Personal Investor business teams on regulatory ... This team's role is to provide guidance to mitigate compliance risk while elevating a supervisory program...senior stakeholders. Core Responsibilities + Serves as an experienced advisor to the business, and interfaces regularly with business… more
- Principal Financial Group (Des Moines, IA)
- …You'll Do** Join our Benefits & Protection Compliance team as a Compliance Advisor supporting regulatory excellence in the life and disability insurance ... regulatory exam coordination and develop effective response strategies. + Conduct compliance risk assessments and targeted testing across life and disability… more
- ExxonMobil (Spring, TX)
- …**What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for monitoring and managing the ... **About us** At ExxonMobil, our vision is to lead in energy innovations that advance modern living...plus * Minimum of 5 years of experience in risk compliance in energy commodities * … more
- Gilead Sciences, Inc. (Foster City, CA)
- …lives of patients with life-threatening illnesses worldwide. The **Associate Director, Ethics & Compliance Advisor ** reports to the US Ethics and Compliance ... codes. + Support and facilitate policy, training and communications, monitoring, risk assessments, due diligence, transparency, and other compliance needs.… more
- CIBC (Chicago, IL)
- …including responses to regulatory agencies + Support the execution of the bank's compliance risk assessments to identify potential areas of compliance ... Advisory Services, Compliance Assessments, Leadership, Process Improvements, Regulatory Compliance , Risk Compliance , Software Testing Process, Strategic… more
- Vanguard (Malvern, PA)
- …to the business, and interfaces regularly with business unit stakeholders and internal risk and compliance partners + Manages regulatory visits, exams, inquiries ... Supports the development, implementation, and maintenance of compliance processes, as well as compliance ...business activities and investment products. Serves as a trusted advisor to the business, provides guidance and oversight of… more
- Citigroup (Tampa, FL)
- The Internal Audit Learning, Development, and Engagement team seeks a **Learning Advisor -** **Skills and Data Insight Lead ** to advance the skills and ... audit skills through data-driven insights and strategic stakeholder engagement. The **Learning Advisor -** **Skills and Data Insight Lead ** reports to the… more
- Vanguard (Malvern, PA)
- …point of contact and manage key relationships with IMG Portfolio Managers, Traders, Risk , Compliance , and other internal stakeholders. + Respond to live trading ... change initiatives. + Serve as an escalation point for compliance program monitoring, testing, risk assessments, and...and trade surveillance. + Support the wider Global Fund, Advisor , and Distribution team as needed. + Participates in… more