- Citigroup (Jacksonville, FL)
- …activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for business ... conference calls + Additional duties as assigned + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- Citigroup (Tampa, FL)
- …our platforms provide a first-class customer experience. Our operations teams manage risk , resources, and program management. We focus on enterprise resiliency and ... withholding, information reporting under Internal Revenue Service, Foreign Account Tax Compliance Act (FATCA), and Common Reporting Standard (CRS) regimes, Citi-wide… more
- T. Rowe Price (Baltimore, MD)
- …a difference in ways that matter to you . About this Position Investment Compliance is a dedicated function supporting global asset management processes by ensuring ... compliance with regulatory, prospectus, client-directed, and internal investment and...Proactively identifying process improvement opportunities and working to reduce risk by seeking ways to make coding more accurate,… more
- Capital One (Mclean, VA)
- …data and reporting. This is a high impact, high visibility position on ALMS; the analyst will develop market risk management strategies and support all forms of ... + At least 3 years of experience in Financial Services + Chartered Financial Analyst (CFA) Charterholder or Financial Risk Manager (FRM) Certified or Certified… more
- M&T Bank (Getzville, NY)
- …Participate in the development, implementation and execution of various operational risk / compliance -related initiatives at the business line level, to include ... creation and updating of scripts. Develop policies and program documents to ensure compliance with regulations. This is a QC Tester position in our Regulatory… more
- Amentum (Tampa, FL)
- Performs assessment and authorization coordination. Advises and assists the customer with Risk Management Framework (RMF) and develops a Plan of Action and ... 503. The duties of this task include assessing network compliance against controls listed in NIST 800-53 and creating...TSOCs, and deployed forces on network and system risks, risk mitigation courses of action, and operational. Additionally, the… more
- Amentum (Arlington, VA)
- Performs assessment and authorization coordination. Advises and assists the customer with Risk Management Framework (RMF) and develops a Plan of Action and ... 503. The duties of this task include assessing network compliance against controls listed in NIST 800-53 and creating...TSOCs, and deployed forces on network and system risks, risk mitigation courses of action, and operational. Additionally, the… more
- Citigroup (New York, NY)
- …ownership of critical initiatives and driving them to successful completion. + Risk Management: Proactively assess and manage technical risks, demonstrating a strong ... commitment to regulatory compliance , ethical judgment, and transparent reporting of control issues. **Qualifications:** We are seeking a talented individual with: +… more
- SMBC (New York, NY)
- …to the Banks and Broker Dealer clients + Knowledge of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent ... communication and presentation skills, both written and verbal + Ability to build a network of relationships across SMBC to support and facilitate communication and/or execution of new business ideas and opportunities + 2+ years of specialized experience in… more
- TIAA (Dallas, TX)
- …Qualifications: + 2+ years' experience with vendor risk or operational risk management, audit, or compliance Preferred Qualifications: + 3+ years' experience ... **Vendor Program Sr. Analyst ** The Vendor Program Senior Analyst ...with vendor risk or operational risk management, audit, or compliance + Bachelor's… more