- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Provide oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk expertise and consulting for projects and… more
- BMO Financial Group (Milwaukee, WI)
- …them for regulatory exams and provide advisory support in managing regulatory compliance risk .** **Provides advice and guidance to assigned business/group on ... on the design, implementation and monitoring and testing of their controls, conduct risk assessments, and manage oversight of regulatory compliance issues. We… more
- Shuvel Digital (Pensacola, FL)
- …$149 billion in assets, and over 23,000 employees. Our client Navy Federal Credit Union is seeking an Regulatory Compliance Analyst-15440-Hybrid in Vienna, ... Greetings! Our client is the world's largest credit union with over 10 million members, over...8x a month Top 3 Required Skills: + Regulatory Compliance + Risk Management + Analytical Thinking… more
- American Express (Charlotte, NC)
- …-related issues, including remediation and restitution efforts, in partnership with Compliance and Risk stakeholders + Collaborate with key stakeholders ... the business compliance approach + Contribute to compliance reporting, risk monitoring, and insights shared...and regulatory requirements + Proven expertise in banking and/or credit regulatory compliance , with demonstrated ability to… more
- American Express (Phoenix, AZ)
- …internal policies, laws, regulations. Areas of responsibility will include assessment of compliance risk associated with new marketing strategies, prospect and ... or Practices (UDAP), Truth in Lending (Reg Z), Equal Credit Opportunity Act (Reg B), privacy, and all other...consultation with other key stakeholders. + Support an effective Compliance program including Compliance Risk … more
- Citigroup (New York, NY)
- … compliance for analytical processes. + Work closely with control functions (Legal, Compliance , Market & Credit Risk , Audit, Finance) to ensure ... + Coordinate daily with Citi Technology, product business teams, Compliance , and the broader Velocity Organization, representing the data-driven perspective… more
- Truist (Birmingham, AL)
- …purpose, mission and values. + Promote sound risk management and compliance with applicable credit , underwriting, operational, regulatory, tax and legal ... review and modification, anti-money laundering and know your customer compliance , document storage, commitment preparation, closing calculations, loan funding… more
- SMBC (Jersey City, NJ)
- …in Banking or Financial Services industry + 7+ years of experience in an Operational Risk or Compliance Risk role **Education:** + Required: BA/BS + ... - Functions Control Officer function plays a critical role in strengthening the Compliance function's risk and control environment by providing expert guidance… more
- Intuit (Mountain View, CA)
- …profile. Cross-Functional Collaboration + Work closely with BSA/AML Officer, Quality Control, Risk Operations, Data Analytics, Legal, and other compliance teams ... is seeking a Lead Investigator to join our dedicated Anti-Money Laundering (AML) compliance team. In this role, you'll be crucial in protecting our rapidly expanding… more
- Capital One (New York, NY)
- …line functions doing partner due diligence and partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of ... Degree or military experience + At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML) compliance + At… more