- Citigroup (New York, NY)
- …and controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance to ensure appropriate ... investors and responsible for assisting with a trading book and mitigating risk , in coordination with the Trading team. **Responsibilities:** + Proactively raise… more
- Citigroup (New York, NY)
- …of new features. Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance to ensure appropriate ... VP for its New York, New York location. Duties: Calculate itemized attribution of Risk Weighted Asset (RWA), G-SIB score, and return on Tangible Common Equity (TCE)… more
- Spirit AeroSystems (Wichita, KS)
- …and administer directives, policies, processes, and procedures to ensure compliance with contractual, company, and regulatory requirements, thereby assuring quality ... system compliance . + Plan and coordinate improvements in manufacturing, including...analyze process capability data to perform trend analyses and risk assessments. + Utilize process improvement methodologies, such as… more
- Spirit AeroSystems (Wichita, KS)
- …and administer directives, policies, processes, and procedures to ensure compliance with contractual, company, and regulatory requirements, thereby assuring quality ... system compliance . + Plan and coordinate improvements in manufacturing, including...analyze process capability data to perform trend analyses and risk assessments. + Utilize process improvement methodologies, such as… more
- Spirit AeroSystems (Wichita, KS)
- …Develop and administer directives, policies, processes and procedures to ensure compliance with contractual, company, and regulatory requirements to assure quality ... system compliance . + Apply knowledge of quality policies and governmental...process capability data, models to perform trend analyses and risk assessments. + Skill in process improvement methodologies (ie… more
- SMBC (Jersey City, NJ)
- …annual budget process to identify expenses for the year in consideration of key risk areas, new initiatives, and overall Compliance strategy. + Provide support ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...SMBC is seeking a Vice President to join the Compliance Governance team of SMBC Americas Division. This role… more
- Citizens (San Francisco, CA)
- …finance, equity research, and sales and trading. Job Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. Reporting to the Head ... of Sales & Trading Compliance , this role guides front office staff on regulatory...and update policies and procedures accordingly. + Collaborate with Risk , Legal, Operations, and Technology to enhance controls and… more
- TREK Development Group (Pittsburgh, PA)
- …training requirements for sites and corporate employees associated with mitigating identified compliance risk factors. + Partner with Training Manager in ... seeking an engaged and passionate professional to serve as Compliance Manager to our Pittsburgh and Maryland regions. The...Knowledge of Maryland HUD & LIHTC required. + Tax Credit /HUD Certification from an accredited institution. + Knowledge of… more
- KONE, Inc (Allen, TX)
- …_ Are you ready to make your next career move to join our team as our Trade Compliance Manager - US & Canada for KONE Americas in KONE Allen, TX? + Do you enjoy ... overseeing and managing import and export compliance programs? + Does staying up to date on...commodities, software, and technical data accurately + Experience with risk management + A US Customs Broker License or… more
- Arena Investors LP (Jacksonville, FL)
- … compliance experience at a SEC-registered investment adviser (primarily private credit exposure); . Experience with broker-dealer compliance (ideally Series ... Arena is looking to expand the team through the addition of a senior Compliance Officer. In this role, this individual will work closely with the compliance… more