- Citizens (San Francisco, CA)
- …finance, equity research, and sales and trading. Job Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. Reporting to the Head ... of Sales & Trading Compliance , this role guides front office staff on regulatory...and update policies and procedures accordingly. + Collaborate with Risk , Legal, Operations, and Technology to enhance controls and… more
- TREK Development Group (Pittsburgh, PA)
- …training requirements for sites and corporate employees associated with mitigating identified compliance risk factors. + Partner with Training Manager in ... seeking an engaged and passionate professional to serve as Compliance Manager to our Pittsburgh and Maryland regions. The...Knowledge of Maryland HUD & LIHTC required. + Tax Credit /HUD Certification from an accredited institution. + Knowledge of… more
- KONE, Inc (Allen, TX)
- …_ Are you ready to make your next career move to join our team as our Trade Compliance Manager - US & Canada for KONE Americas in KONE Allen, TX? + Do you enjoy ... overseeing and managing import and export compliance programs? + Does staying up to date on...commodities, software, and technical data accurately + Experience with risk management + A US Customs Broker License or… more
- Arena Investors LP (Jacksonville, FL)
- … compliance experience at a SEC-registered investment adviser (primarily private credit exposure); . Experience with broker-dealer compliance (ideally Series ... Arena is looking to expand the team through the addition of a senior Compliance Officer. In this role, this individual will work closely with the compliance… more
- Intuit (Atlanta, GA)
- **Overview** Come join our team of leaders, learners, and world-class compliance professionals. We are part of an amazing team bringing financial services offerings ... over the world! We are seeking a Staff Product Compliance Manager to guide the company as it grows...brand rules. + In-depth knowledge of payment processing (ACH, credit card), electronic fund transfers, and the regulatory landscape… more
- U-Haul (Phoenix, AZ)
- …2721 N Central Ave, Phoenix, Arizona 85036 United States of America he Regulatory Compliance Analyst supports the Compliance , Actuarial, and Finance teams in the ... tracking, and policyholder communications. This position assists in ensuring compliance with Medicare Supplement regulations, coordinating with internal teams on… more
- BMO Financial Group (New York, NY)
- …support client deliverables. + Understands the complexity of transactions and related risk ( credit , market, operational, legal/ compliance , etc.). + Provides ... Delivers financial modeling to support strategic recommendations to clients. + Considers risk , internal controls and compliance as part of day-to-day… more
- ThermoFisher Scientific (Wilmington, NC)
- …(Mon-Fri) **Environmental Conditions** Office **Job Description** **Job Summary** As the GCP Compliance and Process Lead at Thermo Fisher Scientific, you will play a ... pivotal role in driving world-class quality and compliance strategies. This is an exceptionally outstanding opportunity to influence and improve our healthcare… more
- Robert Half Office Team (Germantown, WI)
- Description We are looking for a dedicated Safety and Compliance Coordinator to join our team on a contract basis in Germantown, Wisconsin. In this role, you will ... take the lead in developing and enforcing safety protocols, ensuring compliance with industry regulations, and fostering a culture of accountability and safety… more
- Citigroup (Irving, TX)
- …role responsible for performing moderately to complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... this team covers fair lending, truth in lending, privacy, and fair credit reporting act.** Responsibilities: + Consistently develop, execute and deliver audit… more