- Charles Schwab (Westlake, TX)
- …providing subject matter expertise on prudential supervisory expectations across various risk stripes: financial , compliance , technology, operational, etc. ... as a central point of contact for all regulatory risk matters. The RLO's vision is to be a...plus years of regulatory experience, ideally with a Prudential Financial regulator or working in a financial … more
- Charles Schwab (Westlake, TX)
- …and retail experience + 8+ years supervisory, risk , audit, control, or compliance experience in similar financial service industry + Ability to and ... and transform the finance industry together. Retail Supervision and Risk Management (RSRM) is an independent group responsible for...st Line of Defense Testing, Operational, Third Party, Audit, Compliance , etc.). A key part of the role is… more
- Intuit (Mountain View, CA)
- …audience, stitching data across numerous data sources to manage fraud risk , financial risk and regulatory compliance * Leverage customer insights to ... prosperity for customers across QuickBooks, Mailchimp and TurboTax. The Risk Product team enables Fintech Risk Management...Risk Management to detect and mitigate fraud and financial risks, minimizing the impact on the good customers.… more
- American Express (Phoenix, AZ)
- …reporting. The team utilizes a robust governance framework and testing program to manage financial reporting risk in compliance with the company's 2LOD ... evaluating their design and operational effectiveness + Strong understanding of financial reporting risk and requirements of the Sarbanes-Oxley act as well as… more
- SMBC (Jersey City, NJ)
- …of compliance documentation. **Qualifications and Skills** + 7-10 years of experience in financial services, risk and/or compliance + BA / BS Degree ... to its employees. **Role Description** The Vice President, Governance, Risk , and Controls, plays a key role in managing...VP partners with colleagues across the Governance team, Sanctions Compliance , and the broader Financial Crimes … more
- American Express (Sunrise, FL)
- …Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), ... in any of the following areas: AML/BSA, financial crimes compliance , know-your-customer (KYC), enhanced due diligence, screening/sanctions risk management,… more
- Mizuho Corporate Bank (New York, NY)
- …role include project management, data analytics, reporting development and management, governance risk and compliance , financial management, operations, and ... documentation. Additionally, the ideal candidate must have a strong financial mindset, with demonstrated process improvement in this space. Responsibilities:… more
- The Coca-Cola Company (Atlanta, GA)
- …participating in regular risk discussions with leadership, and conducting risk -based financial compliance audits to determine operating effectiveness ... of internal controls, including Sarbanes-Oxley related controls. Audit assessments and compliance activities are conducted for internal clients at our headquarters… more
- American Express (New York, NY)
- …culture of risk awareness and proactivity around regulatory matters **.** Financial Risk Management (FRM) is responsible for identifying, assessing, and ... future of American Express. **Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global ...learn, with a growth mindset and an interest in financial risk management. + Analyzing large datasets… more
- State of Minnesota (St. Paul, MN)
- …year of experience performing analysis, exercising judgment, and relying on knowledge in audit, risk or compliance within the financial services industry. + ... performing analysis, exercising judgement and relying on knowledge in audit, risk or compliance within the financial services industry. + A Bachelor's… more