- AON (St. Peter, MN)
- Deputy Risk and Compliance Officer - Captive Insurance, Guernsey Aon Insurance Managers (Guernsey) Ltd. (AIMG) is seeking an experienced Deputy Risk and ... maintain compliance databases, registers and act in place of Risk and Compliance Officer when needed. Keeping apprised with regulatory updates, identify… more
- HUB International (New York, NY)
- …(RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, ... senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to… more
- Highmark Health (Austin, TX)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations, and the impacts… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws or… more
- Assistance Plus (Benton, ME)
- …ME Position Type Full Time Salary Range $38.50 - $45.50 Hourly Description The Risk Analyst/ Compliance Officer (RA/CO) is responsible for overseeing and ... Compliance Officer Job Details Job Location... Compliance Officer Job Details Job Location 11 East Street...and all HIPAA regulations. This position would assist with risk management and policy development for all programs. The… more
- KeyBank (Brooklyn, OH)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... Banking Advisory and Capital Markets) as well as Legal and Compliance colleagues regarding Information Barriers, Wall Crossing Procedures, Sensitive Information and… more
- Anthony Jordan Health Corp (Rochester, NY)
- …Health is now seeking aRisk Management Specialistwho, under the guidance of the Chief Compliance & Risk Officer , is primarily responsible for managing the ... RISK MANAGEMENT SPECIALIST ROCHESTER, NY (http://maps.google.com/maps?q=214C+Lake+Avenue+ROCHESTER+NY+USA+14608) * Corporate Compliance Apply Job Type Full-time Description The health services… more
- MTA (New York, NY)
- …vendor responsibility hearings, as necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety of topics. + ... SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various-… more
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