- FirstBank PR (San Juan, PR)
- BUSINESS UNIT COMPLIANCE OFFICER AUTO ADMINISTRATION SERVICES DEPT FIRSTBANK PR Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and ... our client's expectations A Brief Overview: The Business Unit Compliance Officer (BUCO) serves as the primary...primary liaison between the Auto Business Unit, the Enterprise Risk Management and Compliance Departments, ensuring operational… more
- Nelnet (Lincoln, NE)
- …of creating opportunities for people where they live, learn, and work. The Senior Compliance Manager- Compliance Risk Management, is responsible for driving ... to and will collaborate closely with the Bank's Chief Compliance Officer and will also work closely...preferred. **EXPERIENCE:** + 5 or more years in audit, compliance , fair banking, complaints, risk management, or… more
- T. Rowe Price (Owings Mills, MD)
- …experience to assess controls and identify risk priorities in consultation with Chief Compliance Officer . + In consultation with the Chief Compliance ... . About this Position Reporting to the Broker/Dealer Chief Compliance Officer , the role is responsible for...experience, rule interpretation skills, and sound judgement from a risk perspective. Ensures compliance policies and procedures… more
- Bloomberg (New York, NY)
- Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & ... Requirements** Bloomberg's Legal, Compliance & Risk Department plays a critical...compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance … more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10047603 **Description & Requirements** The ... else. It's up to you to make it happen. Bloomberg's Legal, Compliance & Risk Department plays a critical role in supporting our businesses and operations… more
- Intermountain Health (Tremonton, UT)
- **Job Description:** The Compliance Officer supports the implementation and maintenance of a coordinated and integrated Compliance Program at Intermountain ... Utah and/or Southern Idaho. We are also recruiting a Compliance Officer for the Heber Valley/Park City... risk assessment, auditing, and ongoing monitoring. Escalates high- risk compliance issues. Assists with developing and/or… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance...+ M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +… more
- MUFG (Irving, TX)
- … Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance testing ... & Trading business units with focus on the Markets Compliance program. The Compliance Officer ...be assisting on a review. + Identify control and compliance issues, assess, and document the related risk… more
- State of Montana (Helena, MT)
- …may be covered by a Voluntary Employee Beneficiary Association (VEBA) *JOB DUTIES:* As a Compliance & Training Officer , you will: * As the Compliance & ... for AmeriCorps State programs and the Montana Commission on Community Service. The Compliance & Training Officer will use AmeriCorps standards to lead and… more
- City of New York (New York, NY)
- …is recruiting for (1) Computer Specialist Software II to function as a Governance, Risk and Compliance Lead who will: - Develop, implement and maintain ... policies, plans and processes. - Flag and communicated Agency compliance issues and areas of risk ODSM...awareness. - Develop and expand Agency vendor third party risk process. - Liaise between Agency Privacy Officer… more