- nVent (Madison, WI)
- …Security Officer and collaborate with senior cybersecurity leaders, business risk managers, and business segment leaders to enhance the organization's security ... Lead the development, execution, and continuous improvement of nVent's global Governance, Risk , and Compliance (GRC) strategy to safeguard nVent's people,… more
- Nelnet (Lincoln, NE)
- …of creating opportunities for people where they live, learn, and work. The Senior Compliance Manager- Compliance Risk Management, is responsible for driving ... to and will collaborate closely with the Bank's Chief Compliance Officer and will also work closely...preferred. **EXPERIENCE:** + 5 or more years in audit, compliance , fair banking, complaints, risk management, or… more
- FirstBank PR (San Juan, PR)
- BUSINESS UNIT COMPLIANCE OFFICER AUTO ADMINISTRATION SERVICES DEPT FIRSTBANK PR Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and ... our client's expectations A Brief Overview: The Business Unit Compliance Officer (BUCO) serves as the primary...primary liaison between the Auto Business Unit, the Enterprise Risk Management and Compliance Departments, ensuring operational… more
- T. Rowe Price (Owings Mills, MD)
- …experience to assess controls and identify risk priorities in consultation with Chief Compliance Officer . + In consultation with the Chief Compliance ... . About this Position Reporting to the Broker/Dealer Chief Compliance Officer , the role is responsible for...experience, rule interpretation skills, and sound judgement from a risk perspective. Ensures compliance policies and procedures… more
- Bloomberg (New York, NY)
- Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & ... Requirements** Bloomberg's Legal, Compliance & Risk Department plays a critical...compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance … more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10047603 **Description & Requirements** The ... else. It's up to you to make it happen. Bloomberg's Legal, Compliance & Risk Department plays a critical role in supporting our businesses and operations… more
- Intermountain Health (Tremonton, UT)
- **Job Description:** The Compliance Officer supports the implementation and maintenance of a coordinated and integrated Compliance Program at Intermountain ... Utah and/or Southern Idaho. We are also recruiting a Compliance Officer for the Heber Valley/Park City... risk assessment, auditing, and ongoing monitoring. Escalates high- risk compliance issues. Assists with developing and/or… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance...+ M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +… more
- MUFG (Irving, TX)
- … Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance testing ... & Trading business units with focus on the Markets Compliance program. The Compliance Officer ...be assisting on a review. + Identify control and compliance issues, assess, and document the related risk… more
- City of New York (New York, NY)
- …is recruiting for (1) Computer Specialist Software II to function as a Governance, Risk and Compliance Lead who will: - Develop, implement and maintain ... policies, plans and processes. - Flag and communicated Agency compliance issues and areas of risk ODSM...awareness. - Develop and expand Agency vendor third party risk process. - Liaise between Agency Privacy Officer… more