- KeyBank (Amherst, NY)
- …Tiedeman Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance ... applicable laws, rules, policies or standards with an actual or potential compliance risk impact are appropriately identified, escalated, remediated, and… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... of control weaknesses or gaps. + Review policies and procedures and associated compliance and risk programs to ensure consistency with current applicable banking… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Banking Compliance team is seeking an experienced compliance professional to assist with complaint oversight... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Google (Los Angeles, CA)
- …Technology, Engineering or equivalent practical experience. + 15 years of experience in legal, risk , compliance or audit. + 5 years of experience in Audit or ... certifications (CIA, CISA, CMA, CA/CPA, etc.). + Experience with compliance assurance in large, tech-driven organizations, performing risk assessments,… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... partner closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment, third-party oversight) and… more
- KeyBank (NY)
- …oversight across KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization, this role plays a key part ... management, including account administration best practices. + Proficiency in compliance risk assessments and monitoring methodologies. + Excellent written… more
- Heritage Financial Credit Union (Middletown, NY)
- …consumer compliance laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department leaders and Human Resources ... Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior...as assigned Requirements Skills/Abilities: + Ability to project a professional appearance and positive attitude at all times. +… more
- CIBC (Chicago, IL)
- …Statement, US Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and brand, while helping CIBC ... including responses to regulatory agencies + Support the execution of the bank's compliance risk assessments to identify potential areas of compliance … more
- Capital One (Richmond, VA)
- …with business partners and stakeholders across Capital One to advise on third-party risk . The Principal Associate Compliance Advisor will support the Third Party ... successful Advisor in this role will be a highly-motivated, results-oriented Risk Management professional with excellent analytical, planning, collaboration, and… more