- The Clorox Company (Durham, NC)
- …and effective resolution of issues. This position is ideal for a motivated professional with a strong background in investigations, compliance , and internal ... #CloroxIsThePlace (https://www.linkedin.com/feed/hashtag/?keywords=cloroxistheplace&highlightedUpdateUrns=urn%3Ali%3Aactivity%3A7079847624048001024) **Your role at Clorox:** The Assistant Manager, Compliance plays a key role in supporting the execution… more
- KeyBank (Buffalo, NY)
- …Compliance Officer will be a member of the Commercial Lending and Deposits Compliance team within Compliance Risk Management. The Commercial Compliance ... Minimum 3 years of experience as a financial services compliance professional , bank regulator or other comparable...wherewithal and flexibility to undertake new functions/tasks as the Compliance Risk and line of business evolves… more
- GE Vernova (Greenville, SC)
- … campaigns, training sessions and cascading communications in the region. Own compliance risk assessments, as well as development and implementation of ... Analyzing current legal requirements (eg, Foreign Corrupt Practices Act (FCPA)) for compliance risk analysis to then effectuate operational process improvements… more
- The Research Foundation for SUNY (Albany, NY)
- …seriously! FUNCTION & SCOPE: We are seeking a creative and ambitious compliance professional with strong analytical, communication, and interpersonal skills to ... implementation, and administration; training and education; ethics, corporate values, and professional responsibility; risk management and internal controls; and… more
- KeyBank (Albany, NY)
- …Compliance Officer will be a member of the designated Privacy Compliance and Risk team within Compliance Risk Management and will provide support to ... Minimum 3 years of experience as a financial services compliance professional , bank regulator or other comparable...wherewithal and flexibility to undertake new functions/tasks as the Compliance Risk and line of business evolves… more
- Dana-Farber Cancer Institute (Brookline, MA)
- … programs that adhere to regulations and industry standards, focusing on hospital and professional billing compliance . The Director acts as the 'second line of ... a manner that the audience can relate to. + ** Risk Management:** Identifies potential compliance risks and...documentation requirements. + Strong understanding of complex hospital and professional billing compliance as well as revenue… more
- Guardian Life (Nashville, TN)
- …and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 ... and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office… more
- Flatirons Bank (Boulder, CO)
- … training based upon their roles and responsibilities + Maintain the Bank's Compliance Risk Assessment to ensure that all applicable regulations are ... Compliance Officer, VP Job Details Job Location Boulder...with our clients while maintaining the highest level of professional service. Our suite of services includes Personal and… more
- Vanguard (Malvern, PA)
- …growing and evolving service offerings, Vanguard seeks a highly skilled broker-dealer compliance professional to lead strategic compliance activities related ... obtain within 6 months if not currently held). + Certified Regulatory and Compliance Professional (CRCP) designation is a plus Special Factors Sponsorship… more
- Post Holdings Inc. (St. Louis, MO)
- …and make recommendations applicable to the operations and strategy of the Compliance Program. Proactively drive enterprise risk assessments to identify potential ... Bachelor's Degree required, advanced degree desirable. Certifications such as Certified Compliance and Ethics Professional (CCEP) or Certified Internal Auditor… more