- Vanguard (Charlotte, NC)
- We are seeking a seasoned compliance professional to lead monitoring and testing for our broker-dealer's Cash program, which includes banking-like features such ... of noncompliance or control weakness. Recommends proactive measures to reduce future risk exposure. + Manages operational efficiency of compliance testing… more
- ExxonMobil (Spring, TX)
- … and regulatory reporting a plus * Minimum of 5 years of experience in risk compliance in energy commodities * Compliance experience in futures, financial ... in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor. Become part of a team responsible for...applicable laws, rules and regulations as it relates to risk reporting and gas, crude and products trading *… more
- Adelante (Phoenix, AZ)
- …Ability to multi-task and meet deadlines. + Communicate effectively and uphold a professional presence + Works independently under the Compliance and Training ... Director's + Compliance and Risk experience preferred but will train + Proficiency in...site. + Create reports, presentations, trainings, and dashboards for Compliance . + Maintain compliance and risk… more
- TechInsights (Greenwood Village, CO)
- …senior leadership to translate regulatory changes into actionable business practices, conduct risk assessments, and build a culture of compliance awareness ... + Developing and maintaining restricted party screening procedures + Perform regular compliance audits and risk assessments to identify potential vulnerabilities… more
- Vanguard (Malvern, PA)
- …and fosters lines of communication between, and with, business contacts, Legal and Compliance , Enterprise Risk Management, Internal Audit and global partners. + ... successful candidate will lead a dedicated team, oversee the financial crimes compliance program, and ensure adherence to regulatory requirements. Serves as Chief… more
- Capital One (Charlotte, NC)
- …+ Participate in major components of BSA / AML, Sanctions, and Fraud Compliance audits. Assist in performing risk assessments of business activities and ... Senior Staff Auditor, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a...dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated… more
- L3Harris (Melbourne, FL)
- …in the Arlington, VA or Melbourn, FL offices. A Sr. Specialist is a senior professional with strong knowledge of customs trade compliance and broad knowledge of ... + Strong risk assessment and management skills related to export/import compliance , as well as project management skills. + Strong attention to detail and… more
- Baylor Scott & White Health (Dallas, TX)
- …non not compliance in a productive, business-friendly manner - Healthcare compliance professional certification preferred, such as Certified in Healthcare ... Compliance (CHC), Certified Information Privacy Professional (CHPC), Certified Healthcare Research Professional (CHRC), and Certified Healthcare Compliance… more
- City and County of San Francisco (San Francisco, CA)
- …of a Juris Doctorate (JD) Degree + Possession of a Certification in Healthcare Compliance (CHC), Certified Information Privacy Professional (CIPP), or a related ... services. The Chief Integrity Officer and Director of the Office of Compliance and Privacy Affairs is an executive-level role responsible for overseeing all… more
- USAA (Chesapeake, VA)
- …to ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for ... processes and procedures. + Ensures objectives align with operational process, regulatory, risk and compliance goals to effectively contribute to the mission… more