- Raymond James Financial, Inc. (New York, NY)
- …state securities regulations. + Engage with senior business leaders, providing compliance guidance to support decision-making and operational risk management. ... + Leadership and collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and… more
- Abbott (Sylmar, CA)
- …and training, and development and implementation of divisional monitoring plan. + Identifies compliance risk areas and recommends action plans to ECO or direct ... provide moderately complex OEC and divisional policy interpretation and requirements, compliance risk assessment, trend analysis and best practice… more
- UGI Corporation (King Of Prussia, PA)
- Sr SOX Compliance Analyst - Business Process Location: King Of Prussia, PA, US, 19406 Workplace Environment: Onsite Company: UGI Corporation Requisition Number: ... with a generous company match * Tuition Reimbursement * Assistance with Professional Credentialing * Referral Bonuses * Employee Discount Programs Position Summary:… more
- PVH Corp. (New York, NY)
- …. **About the Role:** The Vice President of Global Tax Reporting, Compliance and Controversy will partner with the Senior Vice President of Global ... Tax Reporting & Transformation to lead the global tax accounting, US tax compliance and tax controversy functions. This hands-on role oversees the quarterly and… more
- Dartmouth Health (Lebanon, NH)
- …auditing projects across the System, as identified. * Collaborates with D-HH Corporate Compliance to perform the Member Annual Risk Assessment, develop the ... Overview The Compliance Program Manager (the “Program Manager”) is the...industry benchmarks. * Performs auditing and monitoring of select risk topics for the Member as identified by the… more
- NBC Universal (New York, NY)
- …key compliance program areas, including policy development, training implementation, risk assessments, and third-party due diligence. + Manage and support ... plus but not required). + Minimum of 3 years of relevant experience in compliance , legal operations, audit, risk , or regulatory affairs, preferably within an… more
- Astronics (Kirkland, WA)
- …+ Co-design and support audit programs to identify potential areas of compliance vulnerability and risk ; develop and implement corrective action plans ... QUALIFICATIONS** + Currently or previously designated an Empowered Official. + Professional export compliance certifications (eg, CUSECO, CCEP). **EMPLOYMENT… more
- Guardian Life (New York, NY)
- …+ Collaborate with business partners to support business strategies, resolve compliance inquiries or investigations, and implement risk mitigation strategies. ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Chewy (Plantation, FL)
- …+ Conduct initial and ongoing assessments of third-party vendors, focusing on compliance , security, privacy, and operational risk + Maintain accurate records ... + 2+ years of relevant experience in an operational compliance , privacy, and/or TPRM professional position + Proficient in Microsoft Office Suite (Word, Excel,… more
- TD Bank (New York, NY)
- …regulatory changes are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is committed to providing fair… more