- HUB International (New York, NY)
- …(RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, ... senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working.../ marketing material reviews + Develop and support SEC compliance training and education initiatives for RPW… more
- Highmark Health (Austin, TX)
- …including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training , investigations, and ... Program including auditing/monitoring operational processes, conducting or overseeing compliance investigations, and ensuring that adequate training takes… more
- Children's Hospital Los Angeles (Los Angeles, CA)
- …be challenging, but always rewarding. **It's Work That Matters.** **Overview** **Chief Risk Officer ** Los Angeles, California (100% on-site) **OVERVIEW** The ... Chief Risk Officer ("CRO") of CHLA is responsible...across CHLA. The position collaborates closely with the Chief Compliance Officer and the compliance … more
- Zions Bancorporation (Salt Lake City, UT)
- …exposed to the broad scope of the bank and its operations. **_Responsibilities:_** The Risk Officer is responsible for working with team members to support ... control testing, creating control reporting, and performing ad hoc risk projects. The Risk Officer ...risk information and technical skills within the Governance, Risk , and Compliance tool, and provides guidance… more
- Wellington (Boston, MA)
- …Wellington's US offices and supporting colleagues in EMEA and APAC, the Boston-based Senior Risk Officer will sit strictly in second line and advise and ... are as follows:** In this pivotal role, the Senior Risk Officer will serve as a trusted...trusted relationships across the organization, working hand-in-hand with other risk leaders, compliance , legal, and business partners… more
- Truist (Atlanta, GA)
- …**Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be supporting the Asset Based Lending product. This ... credit strategy in line with targets and Truist stated risk tolerance. Communicates effectively through guidance, training ...time to time. 1. Serve as a senior credit risk officer for large and complex segments… more
- TD Bank (Portland, ME)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Operational Risk Officer II provides a broad range of operational risk ... emerging risks across the business, and represents the business/function on TD Bank Risk Officer Committees or related working group/project teams + Acquires an… more
- TD Bank (Wilmington, DE)
- …this role. **Line of Business:** Risk Management **Job Description:** The Risk Officer II is responsible for designing, developing, implementing, and ... Fraud Management, ACH Risk , Payment Ops, Operations Risk , Legal & Compliance , AML etc. and...& Scope:** + Performs functions noted for Credit Card Risk Officer I + Supports and assists… more
- City National Bank (Los Angeles, CA)
- *SENIOR CREDIT RISK REVIEW OFFICER * WHAT IS THE OPPORTUNITY? The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... exposure. * Determines the accuracy of assigned internal credit risk ratings, non- compliance with CNB policies and...Practices, Code of Conduct, etc.). * Completes all required training and special projects as requested. WHAT DO YOU… more
- First Horizon Bank (Asheboro, NC)
- …and prepare cases for review and approval by management. + Provide risk rating recommendations to management for clients' relationships reviewed, by determining if ... client is low or potentially high risk or if account closure is recommended. + Onboarding...for accuracy and completeness of work. + Assist in training other associates and assist the Manager with various… more