- Intuit (Mountain View, CA)
- …Cross-Functional Collaboration + Work closely with BSA/AML Officer , Quality Control, Risk Operations, Data Analytics, Legal, and other compliance teams to ... and lead training programs focused on investigative standards and regulatory compliance . + Familiarity with applicable US laws and regulations including BSA, USA… more
- Post Holdings Inc. (St. Louis, MO)
- …a deep understanding of the regulatory landscape. This role will report to the Chief Compliance Officer and will support and manage the Company's compliance ... and make recommendations applicable to the operations and strategy of the Compliance Program. Proactively drive enterprise risk assessments to identify potential… more
- Dana-Farber Cancer Institute (Brookline, MA)
- Reporting to the VP, Chief Compliance Officer with a dotted line reporting relationship to the VP, Revenue Performance Management, the Director of Billing ... is delivered in a manner that the audience can relate to. + ** Risk Management:** Identifies potential compliance risks and develops strategies to mitigate… more
- WMCHealth (Valhalla, NY)
- …hospital policies and procedures, including the review of medical records, HIPAA, training and education, investigations, and support on compliance issues to ... Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and federal… more
- WMCHealth (Poughkeepsie, NY)
- …hospital policies and procedures, including the review of medical records, HIPAA, training and education, investigations, and support on compliance issues to ... Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and federal… more
- Vanguard (Malvern, PA)
- … compliance program for Vanguard's broker-dealer business. Working for the Chief Compliance Officer , this compliance leader, directly and through a ... strong relationships between, and with, business leaders, the Legal Department, Compliance Department colleagues, global partners including Risk , and other… more
- NBC Universal (New York, NY)
- …management of core global compliance program elements, including risk assessments, policies, training , monitoring, metrics, and investigations oversight. ... collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal...for relevant business units to identify potential areas of compliance risk ; develop and implement risk… more
- First International Bank and Trust (Minot, ND)
- …education and experience. + Industry certifications preferred (eg, Certified Community Bank Compliance Officer , Certified Regulatory Compliance Manager). + ... places to work. Are you a detail-driven professional with a passion for regulatory compliance and risk management? First International Bank and Trust is seeking… more
- Chemung Canal Trust Company (Elmira, NY)
- … monitoring schedule to ensure compliance with various consumer compliance laws and regulations. + Conducts annual risk assessments, incorporating ... for all employees. Qualifications/Requirements + Associates' Degree or certification in the compliance or risk management field (CCBCO, etc.). + Two or… more
- Robert Half Finance & Accounting (Hockessin, DE)
- …services industry. The selected individual will play a crucial role in the company's compliance operations, assisting the Compliance Officer in various tasks ... to ensure adherence to regulations and to minimize risk related to the company's business. Responsibilities: * Develop...filings * Assist in conducting self-assessments as per the Compliance Officer 's design * Participate in the… more