- JPMorgan Chase (Washington, DC)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...our team. You will be provided all the equipment, training , data sources and software for real estate appraisers… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preparation and approval of Loan Reviews for certain Corporate Loans + Recommends risk rating upgrades and downgrades of Corporate Loans + Manages the Loan Review ... to electronic imaging of credit/collateral files. + Works closely with Credit Risk Executive and Corporate Banking Executive to administer all aspects of existing… more
- SMBC (Jersey City, NJ)
- …in Banking or Financial Services industry + 7+ years of experience in an Operational Risk or Compliance Risk role **Education:** + Required: BA/BS + ... portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays... function plays a critical role in strengthening the Compliance function's risk and control environment by… more
- KeyBank (Buffalo, NY)
- …of the Commercial Lending and Deposits Compliance team within Compliance Risk Management. The Commercial Compliance Officer will provide support to ... business and commercial deposits. As subject matter expert, the Commercial Compliance Officer will provide consultative advice, perform oversight activities,… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...horizon scanning and impact assessments, and completion of periodic Compliance Risk Assessments. The CIB & Research… more
- AdventHealth (Altamonte Springs, FL)
- …**Job Location** : Altamonte Springs, FL **The role you will contribute:** The Regional Compliance Officer is responsible for the day-to-day operations of the ... various business lines within the Region, as well as risk assessment identification and mitigation for the Region. The...and other designated facilities within the Region. The Regional Compliance Officer reports to the Division … more
- Wells Fargo (New York, NY)
- …on SPG activities. + Design and deliver targeted compliance awareness training . + Collaborate with Legal, Risk , Audit, and other internal stakeholders. ... role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products... compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high-… more
- BMO Financial Group (Milwaukee, WI)
- **Our Commercial Banking, Corporate Compliance team is looking for a Compliance Officer . We focus on regulatory compliance for Commercial Banking, ... them for regulatory exams and provide advisory support in managing regulatory compliance risk .** **Provides advice and guidance to assigned business/group on… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, … more
- KeyBank (Albany, NY)
- **Location:** 4900 Tiedeman Road - Brooklyn, Ohio 44144-2302 The Privacy Compliance Officer will be a member of the designated Privacy Compliance and Risk ... line of business. As subject matter expert the Privacy Compliance Officer will provide consultative advice across...wherewithal and flexibility to undertake new functions/tasks as the Compliance Risk and line of business evolves… more