- SMBC (Charlotte, NC)
- … risk & control assessments within 1LoD, working closely with Risk Management, Compliance, Internal Audit , and peer Control Officers supporting ... to its employees. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is...in IT risk management, IT compliance, IT audit , or other IT control -related functions within… more
- Scotiabank (Dallas, TX)
- …+ Stay informed on emerging risks, regulatory changes, and industry trends. Conveys risk -related information to Officer -in-Charge or Audit Principal and ... Audit Manager, US Risk Management **Requisition...and work with management to find solutions to address control weaknesses. The Audit Manager contributes to… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk ... Management group and will be responsible for executing risk oversight activities for Business Banking and various assigned operational and enterprise risk … more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products (...Defense (1LOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) activities + Successfully ... functions, including Legal and Compliance, Finance, Operational Resilience and Internal Audit , to provide centralized risk frameworks, processes, tools, training… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening the ... across the operating environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance. The incumbent will be responsible… more
- Truist (Raleigh, NC)
- …in adherence with enterprise standards. 6. Develop relationships and partner with BU Chief Risk Officer , Audit , Operational Risk Management, Compliance, ... programs. Collaborate with leadership, third line of defense audit teams, second line of defense risk ...of the reports produced by the team. 9. Evaluate control weakness or key indicators exceeding risk … more
- SMBC (New York, NY)
- …employees. **Role Description** The Securitized Products and Capital Solutions Business Control Officer is primarily an individual contributor. The Securitized ... to the Coverage and Capital Markets/Structured Finance Solutions Vertical Business Control Officer . **Role Responsibilities** * Leads and provides expert… more
- KeyBank (Brooklyn, OH)
- …+ Education/Background: Bachelor's degree + Minimum 3 years of banking operations, risk management (operational and/or compliance), and/or audit experience with ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA… more
- KeyBank (Brooklyn, OH)
- …other operational risk activities associated with line of business risks, control design & implementation, testing, remediation, loss analysis, key risk ... products for technology and information security risks + Evaluate risk and control identification within key processes...Operational Risk , Enterprise Risk , Technology Risk , Information Security Risk , External/Internal Audit… more
- Citigroup (Tampa, FL)
- …metrics while ensuring detailed documentation of such data, sources of information, and audit trails. + Provide effective risk framework and ensure the proper ... The Services Recovery and Resolution VP role within the Services Regulatory Risk Team, manages Recovery and Resolution Plan (RRP) submissions to regulatory… more