- MUFG (New York, NY)
- …consulting activities designed to assess and evaluate the effectiveness of the Bank's governance , risk management and control processes. This role includes, ... design and operational effectiveness of internal controls and identify control weaknesses. + Generate insightful, meaningful observations that effectively convey… more
- TD Bank (New York, NY)
- …applicable sales and trading activity is in line with those policies + Demonstrates governance , control and risk management behaviors in alignment with TD ... and manages the dealer's liquidity, funding and non-trading market risk . Within the group, US TDS Treasury team is...of treasury related initiatives with focus on non-trading market risk management (NTMR). This position will report to the… more
- TD Bank (New York, NY)
- …well-informed decisions; develop and maintain contacts with market participants + Demonstrates governance , control , and risk management behaviors in ... with enterprise and/or regulatory requirements + Maintains a culture of risk management and control , supported by effective processes in alignment with risk … more
- TD Bank (New York, NY)
- …well-informed decisions; develop and maintain contacts with market participants + Demonstrates governance , control , and risk management behaviors in ... with enterprise and/or regulatory requirements + Maintains a culture of risk management and control , supported by effective processes in alignment with risk … more
- American Express (New York, NY)
- …key risks such as anti-money laundering, sanctions, and anti-bribery/corruption, assessing whether governance , risk management, and control frameworks are ... to break-down a complex problem into components, process knowledge and risk / control knowledge, and communicate issues and control recommendations with… more
- Citigroup (Tampa, FL)
- …controls. Individuals in this role may cover a broad range of in-business/function risk and control responsibilities rather than focusing on one specific role. ... responsible for enabling a framework for movement of funds risk and portfolio governance oversight for Citi....**Qualifications** : + 10+ years of experience in operational risk management, compliance, audit, or other control -related… more
- SMBC (Charlotte, NC)
- …(AD) has been created as a partnership between Technology (AD Tech) & Risk Management (RMDAD) departments to establish a governance and management framework ... using the 3 lines of defense model for internal control . The EUC Governance Program develops EUC...including discovery of EUC tools operating in the environment, risk & control assessments of identified EUC… more
- TD Bank (New York, NY)
- …box" to effect creative and responsive solutions + Professional experience in a governance related field (eg Compliance, Risk Management, AML, Legal, Audit) _The ... Regulatory Change, the Senior Manager is responsible for the governance of the Global Regulatory Change and Library ...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (Tampa, FL)
- …activities that contribute to the definition of the Enterprise and Wholesale Loans Data Governance Strategy, Data Risk and Control Framework, and plays a ... business analysis by defining business requirements that deliver solutions aligned to the Data Governance & Data Risk and Controls standards + Contribute to the… more
- Robert Half Finance & Accounting (New York, NY)
- …leading Incidents, driving Client Engagement, Communication, etc. + Ensuring appropriate oversight & governance of our Risk & Control Framework + Strategize ... healthy partnerships with key stakeholders (internally & externally) + Oversee Team Governance & Structure: recruiting, retention, improve & maintain Voice of the… more