- Santander US (Miami, FL)
- …leadership skills and the ability to manage a complex operating model. 1. Oversight & Governance * Work with control team to review, monitor and track controls ... and accurately reflect services identified therein; update accordingly. 2. Operational Control & Risk Management * Maintain a strong control environment by… more
- Wells Fargo (Salt Lake City, UT)
- …and documentation of matters relating to the business' policy and regulatory adherence, risk mitigation, or control efforts; identify patterns and trends and ... matters; exercise independent judgment while developing expertise in the risk mitigation or control activities of the...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (West Des Moines, IA)
- …experience, training, military experience, education **Desired Qualifications:** + Experience with Risk and Control Self-Assessment (RCSA) + Experience with ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- TD Bank (New York, NY)
- …Guides and complements the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control functions within the ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency… more
- Capital One (Richmond, VA)
- …**3+ years of experience in Third Party Management** + **2+ years experience with Governance , Risk , and Compliance software tools** + **2+ years experience in ... Associate** **to join our Enterprise Supplier Management (ESM) Advisory, Risk & Oversight Team. In ESM, we empower associates...improvements across ESM** + **Manage oversight of the ESM control suite and serve as main contact for Business… more
- Wells Fargo (Minneapolis, MN)
- …regulatory compliance and execution. + Support the development and execution of a risk control framework. **Required Qualifications:** + 2+ years of Commercial ... The Commercial Banking Flood Operations team is a key control in ensuring Wells Fargo is fully assessing Flood...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (Charlotte, NC)
- …The team also helps the organization proactively identify, assess, and manage risk through the strengthening their Control and Supervision environments. This ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- TD Bank (Portland, ME)
- …seeking an experienced compliance professional to assist with complaint oversight and governance activities related to high- risk complex complaints from all ... requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment with risk … more
- Wells Fargo (Charlotte, NC)
- …optimization. Within TCOO we are seeking a Principal Engineer to join the Enterprise Risk Programs Office & Control Technology (ERPOCT) team. The ERPOCT team ... supports Control Management, Global Privacy, Accessibility & Accommodation Risk , Workplace Services under the Chief Administrative Office. **In this role, you… more
- Capital One (Mclean, VA)
- …core elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You ... team will be responsible for designing and executing a risk -based testing strategy to ensure the quality of AML,...thinker who seeks to understand the business and its control environment. + You believe insight and objectivity are… more