- American Express (New York, NY)
- …field in financial services. + Foundational understanding of risk assessment principles, regulatory compliance, and internal control frameworks. + Highly ... effective second line independent Compliance oversight. The Senior Manager, Compliance Risk Assessment Program, supports the development, governance, and… more
- TD Bank (Mount Laurel, NJ)
- …assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC research, risk assessment , reporting and/or analytical support in a timely ... of AML and ATF laws. The US Financial Crime Risk Management (FCRM) Risk Assessment ...activities and customers + Works collaboratively with business and control partners within the organization + Prepares and delivers… more
- Citigroup (Tampa, FL)
- …applicable requirements to strengthen risk management quality such as quality testing performed for business function quality control and transformation lead ... Monitoring and Testing for controls, such as control design assessment , design of operational effectiveness...as per required Policies, Standards and Procedures to strengthen risk management quality + Help conduct routine testing… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …+ Provides relevant expertise and analysis to stakeholders related to the identification, assessment , control , monitoring, testing and reporting of risks. + ... industry and SEC / FINRA regulations is preferred. Business Controls Associate - Risk Aggregation and Assessment At Fifth Third, we understand the importance… more
- JPMorgan Chase (Jersey City, NJ)
- …on risk identification, assessment , and mitigation + Experience in risk identification, assessment , and control evaluation, with a strong ... to assess and monitor risks and implement effective controls. Your role in risk identification, control evaluation, and security governance is crucial in… more
- SMBC (Jersey City, NJ)
- …prioritization, scope of work and deliverables related to the CRA program. + Assist Head of Risk and Control Assessment and CRA Program Lead in managing the ... of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and other resources...of successfully managing projects as well as a strong risk management / internal control mindset to… more
- Charles Schwab (Southlake, TX)
- …of controls across the Company's Risk and Control Self - Assessment (RCSAs). This role will lead testing projects quarterly across different ... transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of...clear path forward. + Independent judgment with strong analytical, risk assessment , and auditing skills. + Strong… more
- KeyBank (Brooklyn, OH)
- …and with a team on risk -based monitoring and evaluation activities, including risk assessment , monitoring and testing , analysis of findings, and ... Individuals in this role assist in the design and execution of operational risk testing and continuous monitoring. Individuals work both autonomously on… more
- City National Bank (Jersey City, NJ)
- …1LOD colleagues to ensure testing practices meet internal standards. * Conduct Process/ Risk and Control (PRC) reviews against IT control descriptions to ... *IT RISK & CONTROL SENIOR ANALYST* WHAT...or investigations *Additional Qualifications* * Demonstrated experience analyzing IT control testing attributes and evidence to properly… more
- Citigroup (Irving, TX)
- …that key controls and process documentation requirements are compliant for Management Control Assessment (MCA), Basel Committee on Banking Supervision (BCBS), ... The VP Stress Testing Lead for Operational Risk contributes...and Regulation, Programming, Risk Controls and Monitors, Risk Identification and Assessment . **Other Relevant Skills**… more