- Grant Thornton (Minneapolis, MN)
- …knowledge on assigned engagements + Apply firm methodology and technology to complete risk and control identification/ assessment in coordination with your ... knowledge on assigned engagements + Apply firm methodology and technology to complete risk and control identification/ assessment in coordination with your… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …defense monitoring and oversight + Support of risk assessments and 3rd LOD control testing + Promote culture of effective risk management and compliance ... operational management in developing and implementing measurement processes for operational key risk and control indicators + Provide monthly oversight and… more
- Grant Thornton (New York, NY)
- …include: + Review operational, financial, and technology processes to provide clients with an assessment of business risk , internal control , and the overall ... and execution of enterprise risk management, operational risk compliance and/or internal control programs for...outsourcing and co-sourcing engagements for clients + Manage the risk identification process and evaluation and testing … more
- TD Bank (New York, NY)
- …reports when needed. + Participate in the annual enterprise-wide AML/BSA/Sanctions/ABAC risk assessment process. + Conduct targeted AML/OFAC training, as ... TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with...appropriate. + Conduct periodic testing of AML functions as mandated by the Periodic… more
- Tau Six (Chantilly, VA)
- …Determine the overall control effectiveness through documentation review, inspections, testing and interviews. Provide an assessment of the severity of ... and Technology Special Publications. + Candidates must have extensive experience with risk assessment technologies including analyses of the adequacy of… more
- Citigroup (Getzville, NY)
- …and the support to ad-hoc transactions and portfolio & industry reviews and stress testing . A Credit Risk Officer is expected to have a deep understanding ... Citi continues to enhance its business control and governance framework by building out Institutional...Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and Assessment . **Other Relevant Skills**… more
- Citigroup (Irving, TX)
- …reviews, and the support to ad-hoc transactions and portfolio & industry reviews and stress testing . A Credit Risk Senior Analyst is expected to have a strong ... Citi continues to enhance its business control and governance framework by building out Institutional...Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and Assessment . **Other Relevant Skills**… more
- JPMorgan Chase (Plano, TX)
- …+ Collect and meticulously review findings and telemetry data to ensure comprehensive risk assessment . Utilize advanced data analytics to identify patterns and ... anomalies that may indicate potential risks. providing a comprehensive risk assessment . + Conduct thorough root cause analysis to identify the underlying causes… more
- MUFG (Irving, TX)
- … Risk Management function. This position executes a compliance testing program designed to meet heightening regulatory standards and expectations pertaining ... A member of our recruitment team will provide more details. **Job Summary:** Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance… more
- TD Bank (Mount Laurel, NJ)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more