- Target (Brooklyn Park, MN)
- …experience related to SOX compliance audits + Experience in audit and enterprise risk management concepts (eg, risk assessment /prioritization, process & ... acumen and Sarbanes-Oxley compliance knowledge to build a world-class internal control environment. Here, you'll collaborate to assess risk , design controls… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …defense monitoring and oversight + Support of risk assessments and 3rd LOD control testing + Promote culture of effective risk management and compliance ... operational management in developing and implementing measurement processes for operational key risk and control indicators + Provide monthly oversight and… more
- Insight Global (Providence, RI)
- …AS2, FTP), and data mapping. Audit methodologies: Knowledge of risk assessment frameworks, control testing techniques, and audit reporting standards. ... systems, processes, and data included in the audit. 2. Risk Assessment : Identify potential risks to network...controls in place to mitigate the identified risks. 4. Control Testing : Design and execute tests to… more
- M&T Bank (Buffalo, NY)
- …unit management. + Inform and recommend areas of focus for the business area's control design, risk -based testing , continuous monitoring programs. + Develop, ... and prepare comprehensive KRI reporting. + Ensure the accurate and timely completion of Risk Control Self Assessments (RCSAs) and other risk management… more
- Charles Schwab (Westlake, TX)
- …- Compliance Risk Testing (Investment Advisory/Investment Company)** Compliance Risk Testing provides an objective assessment of the corporation ... compliance risk focused test plan. The Compliance Risk Testing Director is responsible for leading...activities with a view to detecting non-compliant activity and control breakdowns at the earliest possible stage. The Director… more
- AVEVA (Houston, TX)
- …combines expertise in tax technology, indirect tax reporting, risk assessment , control documentation, testing and remediation. **Job Responsibilities:** ... a Tax Technology Manager and Group Tax Technology Sox Control Owner to lead the design, implementation, and continuous...to scope, execute and remediate SOX deficient. + Perform risk assessments for new tax processes or system change.… more
- Grant Thornton (New York, NY)
- …include: + Review operational, financial, and technology processes to provide clients with an assessment of business risk , internal control , and the overall ... and execution of enterprise risk management, operational risk compliance and/or internal control programs for...outsourcing and co-sourcing engagements for clients + Manage the risk identification process and evaluation and testing … more
- TD Bank (New York, NY)
- …reports when needed. + Participate in the annual enterprise-wide AML/BSA/Sanctions/ABAC risk assessment process. + Conduct targeted AML/OFAC training, as ... TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with...appropriate. + Conduct periodic testing of AML functions as mandated by the Periodic… more
- CIBC (New York, NY)
- …involving people, technology, processes or external events that arise from audit and control testing . The role applies advanced concepts to provide guidance to ... lines of business during the risk assessment process to identify and evaluate...plan, coordinate, and conduct the full RCSA lifecycle, including risk identification, cause analysis, control identification, evaluation,… more
- Citigroup (Irving, TX)
- …and the support to ad-hoc transactions and portfolio & industry reviews and stress testing . A Credit Risk Associate is expected to have a deep understanding ... Citi continues to enhance its business control and governance framework by building out Institutional...Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and Assessment . **Other Relevant Skills**… more