- Vanguard (Chesterbrook, PA)
- …full Corporate SOX audit lifecycle-planning, risk assessment , testing execution, conclusion, and reporting-while supporting control owners and ... key audit documentation, including control scoping and risk ratings, process flowcharts, testing workpapers, and...plus. + Experience with controls , audit, or risk (ie, financial controls testing ,… more
- M&T Bank (Bridgeport, CT)
- …requirements, including (but not limited to) developing complex process maps, leading risk controls self-assessments, and summary of complex findings. + Drive ... team's outcomes. + Understand and adhere to the Company's risk and regulatory standards, policies and controls ...and emerging security issues + Experienced in conducting security control testing of systems + IT Audit… more
- M&T Bank (Wilmington, DE)
- … risk management practices. Our team is responsible for risk identification, assessment , control design, testing , and ongoing monitoring to maintain a ... and reporting of the business unit's risk -based testing program. Perform control testing ...Internal Controls and professional standards. + Specific control testing responsibilities will involve the planning… more
- City National Bank (Charlotte, NC)
- …Compliance, Internal Audit, etc. Responsible for the ongoing development and expansion of the risk assessment and testing programs to ensure key risks are ... management and monitoring activities. * Execute risk assessment programs (eg Risk Control ... risk management practices. * Provide guidance on Control Standards to ensure compliance-related controls are… more
- Capital One (Richmond, VA)
- …our robust risk management framework including scoping, risk assessment , control design, testing , deficiency analysis, reporting and certification. ... with respect to data integrity and the general technology control environment inclusive of relevant information security controls...At least 5 years of experience in IT Internal Controls , Data Risk Management, IT Risk… more
- KeyBank (Brooklyn, OH)
- …and with a team on risk -based monitoring and evaluation activities, including risk assessment , monitoring and testing , analysis of findings, and ... risk management strategies including the scoping of risk evaluations, monitoring, and design of testing ...to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control … more
- JPMorgan Chase (Jersey City, NJ)
- …Training and Awareness, Monitoring and Testing , Issue Management, Risk Assessment and Reporting, and Risk Control Self- Assessment . **Job ... (LOB) and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. Your role...corrective actions + Oversee the LOB execution of the risk assessment and other reporting + Conduct… more
- Capital One (Richmond, VA)
- …model to support business initiatives, issue management, process improvement, control testing and related risk assessment activities + Assist Tech ... process improvements: process certification framework, process hierarchy change management, change control , and risk reporting + Ensure independent escalation of… more
- Truist (Charlotte, NC)
- …and leadership review and approvals required. 9. Develop and deliver strategic data risk controls testing analysis to provide learnings, recommendations, and ... program conducted by the 1LOD and/or enterprise data control testing utility. 2. Aggregate, analyze and...the utilization of related technology tools. 4. Strong data risk and controls analytical skills with proven… more
- MUFG (Tampa, FL)
- …Expert in security configuration with a focus on executing information security risk assessment / testing methodologies, Secure Software Development Lifecycle, ... the appropriate level of controls defined in response to the established inherent risk profile CIA. This role is pivotal in defining security controls before… more