- City National Bank (Charlotte, NC)
- …company, and CNB's regulators. * Streamline processes for risk identification and assessment , control assessment , testing and issue management. * ... experience * Minimum of 4 years of experience in risk and controls for information technology and...appropriately scoping assessments, providing credible challenges, and performing assurance testing . * Minimum of 4 years working with a… more
- First Horizon Bank (Charlotte, NC)
- …appropriate execution of risk activities including assessment of risk , development and oversight of controls , identification and escalation of issues, ... line of defense and is responsible for managing the risk and control framework for product and...reporting. **Job Responsibilities:** + ** Risk Management and Controls ** + Lead the identification and assessment … more
- JPMorgan Chase (Jersey City, NJ)
- …industry regulatory requirements + Proficient knowledge and expertise in data security, risk assessment & reporting, control evaluation, design, and ... innovation in risk management. As a Tech Risk & Controls Lead in Cybersecurity, Technology...risk management, information security, or related field, emphasizing risk identification, assessment , and mitigation + Familiarity… more
- Citigroup (New York, NY)
- …Procedure, Policy and Regulation, Risk Controls and Monitors, Risk Identification and Assessment , Stakeholder Management. **Other Relevant Skills** For ... **Team Overview** E-Trading Risk and Controls (ETRC) is a...with designing and managing centralized E-Trading tools (limit databases, risk and control inventories) from a technical… more
- JPMorgan Chase (Wilmington, DE)
- …industry regulatory requirements + Proficient knowledge and expertise in data security, risk assessment & reporting, control evaluation, design, and ... innovation in risk management. As a Tech Risk & Controls Lead in Risk...risk management, information security, or related field, emphasizing risk identification, assessment , and mitigation + Familiarity… more
- Charles Schwab (Lone Tree, CO)
- …transform the finance industry together. The Sarbanes-Oxley Compliance Office (SCO) performs risk assessment , scoping, testing , concluding, and results ... (ICFR) for SOX and FDICIA, and for the annual assessment of management's Internal Control over Compliance...exposure to broker-dealer, bank, and corporate processes through robust risk assessments, varied ongoing control testing… more
- Santander US (Boston, MA)
- …extract, transform, and analyze data from multiple systems. * Support audit engagements through risk assessment , control testing , and process analytics ... Proven ability to apply data analytics within an audit or risk framework (eg, control testing , population analysis, exception identification). * Strong… more
- TD Bank (Portland, ME)
- …regulatory compliance risk management frameworks and programs, including Compliance Risk Assessment and regulatory controls management + Experience ... Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head...controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain… more
- Mizuho Corporate Bank (New York, NY)
- …and address emerging risks and vulnerabilities + Establish and maintain robust risk assessment and monitoring processes Audit Response Enablement: + Transform ... Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls ! We are seeking...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.… more
- M&T Bank (Buffalo, NY)
- …in the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing in accordance with M&T's First ... with the identification and assessment of risks, risk monitoring and testing , and issues management....Internal Controls and professional standards. + Specific control testing responsibilities will involve planning and… more