- Capital One (Richmond, VA)
- Director, Anti -Money Laundering Advisory Capital One is a leading banking and technology company seeking to reimagine banking. One of our key risk management ... will report to the Senior Director, Retail Bank & Financial Services Advisory Lead. We are seeking...At least 7 years in legal, compliance, regulatory or risk management experience in consumer financial services,… more
- SMBC (Jersey City, NJ)
- …overseeing, maintaining, and supporting the Anti -Fraud program including, Internal Fraud Risk Management. This team acts in an advisory capacity and as ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...employees. **Role Description** This position sits within the Compliance Anti -Fraud Team which is part of the SMBC Compliance… more
- Robert Half (Dallas, TX)
- JOB REQUISITION Dallas Internal Audit & Financial Advisory ( Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION ... You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing...of internal controls related to trust operations and fiduciary risk management. + Conduct ing financial and… more
- Santander US (Boston, MA)
- …- Preferred. **Experience:** 9+ Years Compliance, Legal, Regulatory, or Financial Services. - Required. **Certifications:** Certified Anti -Money Laundering ... AML Advisory Senior Associate - Hybrid Country: United States...Santander is a global leader and innovator in the financial services industry. We believe that our employees are… more
- JPMorgan Chase (Houston, TX)
- …with the GRE Third-Party Intermediary program, focusing on role realignment and risk ownership. + Facilitate the Anti -Corruption violation framework and serve ... in using compliance-related technology and tools + A legal degree + Anti -corruption experience JPMorganChase, one of the oldest financial institutions, offers… more
- Citizens (Boston, MA)
- …develop, maintain, and enhance internal and external business relationships to facilitate risk advisory , knowledge sharing, and familiarity with ongoing industry ... Knowledge of Risk Management Principles: A solid understanding of various risk types (eg, operational, financial , compliance, reputational) and risk … more
- Charles Schwab (Lone Tree, CO)
- …to join the team, as a Senior Manager, responsible for conducting risk -based compliance testing within our affiliated investment advisory programs and ... Compliance Department coordinates Schwab's compliance efforts, and performs an advisory , monitoring, testing, and education role to support management's supervisory… more
- GE Vernova (New York, NY)
- …+ Demonstrated understanding of debt financing products, investment and equity products, financial advisory services and their impact on and relevancy to ... Crime Compliance laws, regulations, controls and program requirements across Compliance Risk areas like Anti -Money Laundering and Counter-Terrorism Financing,… more
- TD Bank (New York, NY)
- …team supports TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory ... requirements and mitigates financial crime risk . This involves providing guidance...Proficiency with Microsoft Word, Excel and PowerPoint. The AML Advisory job family consists of Global Anti -Money… more
- Wellington (Boston, MA)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... seeking a compliance professional primarily to manage the firm's financial crime-related screening program ("Screening Program") and providing compliance support… more