- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the...team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... advisory experience with background in OTC and Exchange-Traded Equities,...issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** + Advise business… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . The successful candidate should have compliance advisory experience in ... to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Key Responsibilities** + Provide day to day… more
- TD Bank (New York, NY)
- …depending on availability and individual circumstances._** **Job Description Summary:** The Senior Manager , Financial Crime Risk Management role leads, ... can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The role… more
- MUFG (Jersey City, NJ)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...of controls defined in response to the established inherent risk profile CIA. This role is pivotal in defining… more
- BMO Financial Group (Chicago, IL)
- …data in adherence with data governance standards. + Completes comprehensive analysis for risk , financial and profitability rating and assessments. + Breaks down ... + Ensures new business meets policy and procedures requirements for profitability and risk management. + Provides advice and support where needed with a focus on… more
- American Express (New York, NY)
- …controllership functions, internal audit and external audit teams. The Manager SOX Advisory and Analytics will: + Review, assess risk and evaluate AXP ... a robust governance framework and testing program to manage financial reporting risk in compliance with the...of SOX including internal control framework. + Provide SOX risk advisory specific support to enterprise-wide large-scale… more
- Byline Bank (Chicago, IL)
- …or financial services company, with compliance, deposit/payments, audit or risk management experience. + 5+ years of experience with fintech, payment processors, ... is a full-service commercial bank serving small- and medium-sized businesses, financial sponsors and consumers. Byline Bank has approximately $9.7 billion in… more
- American Express (NY)
- … advisory specific to product and service areas. Technology is looking for a Manager of Technology Risk Advisory focused on ensuring control management is ... with multiple partners across numerous business units, functional areas, and geographies. **The Manager , Technology Risk Advisory will:** + Support providing… more
- Citigroup (New York, NY)
- …calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings, receptions and conference calls + May prepare and ... or guides other administrative staff when required + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more