- Scotiabank (Dallas, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... or Red), ensuring timely resolution and escalation to maintain risk appetite alignment. * US Representative at Global... risk appetite alignment. * US Representative at Global IT Steering Committees: Serve as the US representative… more
- Scotiabank (Dallas, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more
- Cognizant (New York, NY)
- …investors from across the world. The team works in close collaboration with Structuring, Sales , Trading and Quants from multiple regions and is based out of ... efficiency + Communicate and collaborate with different internal stakeholders (Structuring, Sales , Trading and Quants) on reconciliation issues, strategy… more
- Bank of America (Jersey City, NJ)
- …with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital Management to ... ensure effective controls over data for GMRM. **Line of Business Job Description:** Global Risk Management (GRM) leads bank-wide initiatives for management of… more
- TD Bank (New York, NY)
- …required + Knowledge of global financial institutions' operational, financial, sales and trading , and regulatory reporting activities and their obligations ... and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance...within Core Compliance and covers the TDS US and global businesses, working with regional teams across the globe.… more
- Scotiabank (Dallas, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more
- Santander US (Dallas, TX)
- …including interim. - Work with the desk daily to ensure data integrity within the risk management system. Whole loan Sales : - Work with the desk to verify ... Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our… more
- Citigroup (Jersey City, NJ)
- …160 countries and territories. The breadth, depth, and strength of our underwriting, sales and trading , and distribution capabilities span asset classes and ... / operational processes and associated business requirements documentation + Knowledge of global markets trading products and the operational functions and… more
- Scotiabank (Dallas, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more