- Wells Fargo (Charlotte, NC)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance...will:** + Provide oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk … more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening the Compliance function's ... risk and control environment by providing expert guidance on...environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance. The incumbent will be responsible… more
- SMBC (New York, NY)
- …guidance * Oversee 1st LoD activities and assist specialized domain SMEs (eg, IT Risk , Data Governance ) in the implementation of their programs within the ... **Role Description** The Securitized Products and Capital Solutions Business Control Officer is primarily an individual contributor. The Securitized Products and… more
- Citigroup (Tampa, FL)
- …or related field and 5 years of experience as a Credit Portfolio Senior Officer , Credit & Portfolio Risk Manager, Operations & Control Manager, Compliance ... Citibank, NA seeks a Credit Portfolio Senior Officer for its Tampa, Florida location. Duties: Review...(CDR) scope. Analyze credit profile of the client including risk rating and classifications. Assess compliance with Product Guidelines… more
- City and County of San Francisco (San Francisco, CA)
- …a range of mental health and substance use treatment services. The Chief Integrity Officer and Director of the Office of Compliance and Privacy Affairs is an ... standards in alignment with SFDPH's mission, vision, and values. The Chief Integrity Officer and Director of the Office of Compliance and Privacy Affairs reports to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- As the Vice President, Sanctions Officer , you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief ... AML Officer , you'll be responsible for ensuring adherence to OFAC...to OFAC and international sanctions regulations and driving proactive risk -based initiatives to protect the firm from legal, regulatory,… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more
- SMBC (Sacramento, CA)
- …Loans, Cash Management Services, International Services **JOB SUMMARY:** Reporting to the BSA Officer , the Director, Head of FCC Model and Data Governance will ... ongoing administration of the Financial Crimes Compliance ("FCC") Data Analytics, Model Governance and Model Validation programs for both the commercial banking and… more
- LifePoint Health (Henderson, NC)
- …on quality, patient safety, and value-based programs. *Reports to:*Chief Executive Officer *Responsibilities of the Position* Quality and patient safety (including ... to drive efficient patient flow). Work collaboratively with CEO, Chief Nursing Officer , Chief Financial Officer , and Assistant Administrator keeping them aware… more
- MyFlorida (West Palm Beach, FL)
- TRIAL COURT TECHNOLOGY OFFICER - 22009448 Date: Aug 21, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... No: 857301 Agency: State Courts System Working Title: TRIAL COURT TECHNOLOGY OFFICER - 22009448 Pay Plan: State Courts System Position Number: 22009448 Salary:… more