- Fluent (New York, NY)
- As our Corporate Counsel, SEC Reporting and Corporate Governance , you will report directly to the Chief Financial Officer and play a key role in ensuring ... compliance with all SEC reporting requirements and corporate governance matters. You will lead our '33 Act and '34 Act reporting obligations (NASDAQ: FLNT) and… more
- Citigroup (Irving, TX)
- The Finance Chief Risk Office ("FinCRO") provides risk management oversight of the Finance function, including effective risk challenge and mitigation of ... risk for capital, liquidity, interest rate risk and treasury investments, and ensures compliance with all risk -related regulatory requirements. In addition,… more
- Citigroup (Getzville, NY)
- …order to deliver front to back design, identify gaps, and implement a robust governance framework across "MCMR" Wholesale Credit Risk (WCR) universe with a ... The Enterprise Data Office group is looking for a full-time Intermediate...and monitoring across the enterprise. The Data Quality and Governance organization within "MCMR" is responsible for driving a… more
- SMBC (New York, NY)
- …contributors and stakeholders. + Operates within a structured program/project governance framework designed to ensure focused execution, clear ownership, and ... stakeholder communications on solutions, status, and risks, orchestrates project governance , operational transition plans, updates internal project management tracking… more
- Deluxe (Atlanta, GA)
- …and mitigations skilled at implementing secure modern Identity and Access Management (IAM). Governance / Risk / Compliance: The CISO will possess a strong ... well as anticipate future needs. One who can articulate risk and put together a balanced, proper security plan:...Minneapolis metro areas + Work Environment: Hybrid - in office 3 days/week Basic Qualifications: Education and Experience: Bachelor's… more
- Citigroup (Tampa, FL)
- …intellectually curious and eager to explore the diverse aspects of a Chief Risk Officer 's responsibilities. **Qualifications:** Technical Skills + 4+ years of ... Swap Dealer and FCM. This role entails managing the risk of this legal entity across the various ...concise manner for different audience including senior management and governance committees. + Must be proficient in Excel and… more
- Edward Jones (Tempe, AZ)
- …consistently applying the Enterprise Risk Management framework, derived from the Chief Risk Officer (CRO), across all three divisions. Our goal is to create ... be a part of:** + Manage the ongoing DDO Risk Governance Sub-team and Committee meeting process...from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …perform related assignments. **Essential Duties and Responsibilities** + Support the Chief Privacy Officer (CPO) and VP, Books and Records Governance to define ... support the firm's overall efforts to manage information compliance risk . This role is responsible for collaborating with peers...and maintenance of the RJF US Books and Records Governance Program. This includes, but is not limited to,… more
- Truist (Richmond, VA)
- …trust to serve as a valuable resource to leaders within the Enterprise Technology, Governance & Controls Office , and Risk Management organizations. Following ... and/or regulators. Serve as a proxy when needed for the Governance Controls Officer . **Qualifications** **Required Qualifications:** The requirements listed… more
- SMBC (White Plains, NY)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer Vice President (VP), Director of Operational Risk , ... US Operations (CUSO) in accordance with US Regulations, Head Office policies and industry practices for Risk ...and KRIs including alignment to taxonomies (ie, process, control, risk , etc.) + Handle the governance and… more