- Conagra Brands (Chicago, IL)
- As Associate Legal Specialist , you will support our corporate governance and compliance functions by managing data, coordinating regulatory filings, and ... maintaining governance documentation. Provide project support, help maintain reports and...and maintain dashboards and reports related to legal compliance, risk management, and regulatory obligations. + Help maintain processes… more
- Wells Fargo (Minneapolis, MN)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within the...the Branch Infrastructure and Operations group as part of Wealth & Investment Management. Learn more about the career… more
- Wells Fargo (St. Louis, MO)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Financial Network (FiNet) within the...the Branch Infrastructure and Operations group as part of Wealth & Investment Management. Learn more about the career… more
- Wells Fargo (St. Louis, MO)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision Unit...to join our Annuities and Insurance Supervision Unit within Wealth & Investment Management. Learn more about the career… more
- Comerica (Farmington Hills, MI)
- Job Description Knowledge Management Specialist The Knowledge Management Specialist is a professional who is responsible for creating and maintaining written ... instructions for processes, local policies, and procedures related to risk and compliance. The main objective of this role...understand for all employees within Comerica. The Knowledge Management Specialist plays a vital role in ensuring that the… more
- US Bank (Kansas City, MO)
- …with laws, regulations, policies, and procedures. + Identify and resolve fiduciary risk issues. + Provide strategic advice and guidance on the bank's fiduciary ... a subject matter expert on trust and fiduciary matters. + Collaborate with Legal, Risk , and Business partners to implement changes driven by risk , statutory, or… more
- TD Bank (Charlotte, NC)
- …preferred.** + **Relevant certifications preferred such as Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor ... and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** +...**Familiarity with Office of the Comptroller of Currency (OCC) governance including fiduciary and investment handbooks.** + **Knowledge and… more
- Wells Fargo (Chicago, IL)
- …Advisory Specialist (LO)) responsible for offering personalized advice and wealth management related to Special Needs Trusts for HNW and UHNW clientele. ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- CIBC (Chicago, IL)
- …US Commercial Banking Risk Governance team, you'll support the risk management activities for the Client Banking Specialist and Treasury Management ... level, as well as project and initiative managers, within the assigned LOB. Represent Risk Governance on LOB initiatives. + ** Risk Assessment/ Risk … more
- TD Bank (Charlotte, NC)
- …a significant business management function and/or strategy planning, oversight, control or governance activities for highly complex / high risk / ... Leads / facilitates and/or implements action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Provides thought… more