- Wells Fargo (St. Louis, MO)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... Wells Fargo Advisors (WFA) is seeking a Supervisory Control Specialist to join the Products, Advice, and Strategy team...to join the Products, Advice, and Strategy team within Wealth & Investment Management. This role will focus on… more
- Federal Reserve Bank (Richmond, VA)
- …+ Proficiency with data analysis and visualization. + Knowledge of AI governance frameworks, compliance standards, and PII risk mitigation. **Preferred ... range of benefits and perks that support your health, wealth , and life. In addition to competitive compensation, we...(ESO) has an immediate opening for an AI Deployment Specialist - ERP Systems. ESO is seeking an experienced… more
- First Horizon Bank (Memphis, TN)
- …seeking a meticulous and process-driven Marketing Quality Assurance (QA) & Process Specialist to take ownership of quality control and operational consistency across ... campaigns but also for establishing scalable QA frameworks, defining governance standards, and ensuring compliance and continuity across cross-functional marketing… more
- TD Bank (White Plains, NY)
- …TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight of the trading ... desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of trading activities. This leadership role serves as a key… more
- TD Bank (New York, NY)
- …and the Wealth Lending Advisors (WLA) support the lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting ... function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** + **Assessing regulatory compliance … more
- TD Bank (Portland, ME)
- …preferred.** + **Relevant certifications preferred such as Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor ... and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** +...**Familiarity with Office of the Comptroller of Currency (OCC) governance including fiduciary and investment handbooks.** + **Knowledge and… more
- Wells Fargo (New York, NY)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... begins with outstanding talent. It all begins with you. ** Wealth & Investment Management (WIM)** is one of the...Wells Fargo is seeking a Senior Lead Fiduciary Advisory Specialist (LO) Working at Wells Fargo | Jobs and… more
- UMB Bank (Kansas City, MO)
- …(ie Certified Internal Auditor, Certified Public Accountant, Certified Fiduciary and Investment Risk Specialist ). + You have knowledge of financial institution ... organization's operations by independently reviewing and evaluating the effectiveness of risk management, controls, governance and operations and by providing… more
- UMB Bank (Kansas City, MO)
- …(ie Certified Internal Auditor, Certified Public Accountant, Certified Fiduciary and Investment Risk Specialist ). + You have knowledge of financial institution ... operation by independently reviewing and evaluating the effectiveness of risk management, controls, governance and operations and...one or more of the following areas: + Private Wealth Management + Corporate Trust + Fund Services +… more
- UMB Bank (Kansas City, MO)
- …(ie Certified Internal Auditor, Certified Public Accountant, Certified Fiduciary and Investment Risk Specialist ). + You have knowledge of financial institution ... operations by independently reviewing and evaluating the effectiveness of risk management, controls, governance and operations and...one or more of the following areas: + Private Wealth Management + Corporate Trust + Fund Services +… more