- SMBC (White Plains, NY)
- …related regulatory expectations (ie NYS DFS 500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment, and workpaper ... work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures,...risk assessment and findings remediation. * Partner with audit colleagues in other business verticals and/or geographies to… more
- SMBC (Jersey City, NJ)
- …CRI) and related regulatory expectations (eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment, and workpaper ... work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures,...risk assessment and findings remediation. + Partner with audit colleagues in other business verticals and/or geographies to… more
- Aegon Asset Management (Denver, CO)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel, Risk , Internal Audit , Strategy and Development, and Corporate ... risk , compliance) and maintain meeting minutes and governance documents. Coordinate internal audit and other oversight organizations. + Supervise team members… more
- American Express (Apex, NC)
- …Qualifications:** + Demonstrated experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical ... the future of American Express. The newly formed Enterprise Technology Services (ETS) Risk & Control Lead, Enterprise & Digital Platforms and Risk Reduction… more
- CIBC (Chicago, IL)
- …improvement and professional growth + Work closely with other departments, including Legal, Risk Management, Internal Audit , and Infrastructure groups, to ... This role requires a deep understanding of commercial banking regulations, enterprise risk management, and leadership skills to guide the first line of defense… more
- Zions Bancorporation (Salt Lake City, UT)
- …certification (CPA, CIA, CFA) preferred. + 4+ years of experience in internal audit , external audit , or risk management within capital markets + Deep ... risk management, and investment banking. + Evaluate the effectiveness of internal controls, risk management practices, and compliance with applicable… more
- CalSTRS (Sacramento, CA)
- …approach to evaluate and improve the effectiveness of risk management, internal control and governance processes. Audit Services is an integral part ... unit in support of compliance with the Institute of Internal Auditors' Global Internal Audit ...solutions unit + Experience in using data analytics for risk assessments + Understanding of data identification and system… more
- Aegon Asset Management (Cedar Rapids, IA)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel, Risk , Internal Audit , Strategy and Development, and Corporate ... Summary Ensure compliance with statutory and regulatory guidelines for ERISA, Internal Revenue Code and other guidance requirements for qualified plans, Section… more
- JPMorgan Chase (Plano, TX)
- …with the Auto Line of Business (LOB) and global/regional Compliance teams; including Internal Audit , Operational Risk and other Control functions. You ... + 5+ years of relevant Compliance or other related experience; such as Risk management, Audit , or similar Control-related experience + Demonstrated ability to… more
- Aegon Asset Management (Baltimore, MD)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel, Risk , Internal Audit , Strategy and Development, and Corporate ... for insurance products, investments and/or portfolios to increase company risk adjusted returns. Leverages advanced knowledge of actuarial, financial, statistical,… more