- Microsoft Corporation (Washington, DC)
- …reduce operational overhead while improving compliance precision and partner experience. + Lead periodic health checks and risk assessments to ensure effective ... plans. **Reporting** + Helps the team provide appropriate data-collection efforts for regulatory obligations. + Manages trade related risk analysis, setting… more
- JPMorgan Chase (Jersey City, NJ)
- …and Government Engagement programs designed to manage and mitigate corruption risk and assist the firm and its employees in complying with US pay-to-play ... + Participate in working groups on document governance and regulatory change management. + Lead and oversee...work experience. + 3+ years of experience in compliance, legal/ regulatory , or risk positions, with a focus… more
- AON (New York, NY)
- …colleagues deliver on client service activities + Carries out statutory and regulatory compliance where applicable + Collaborates with office leadership to develop ... business plans to include client retention, business growth, colleague engagement , and community engagement and service +...and inclusive colleague experience. Skills and experience that will lead to success + Experience in one or more… more
- Citigroup (New York, NY)
- … regulatory compliance. Furthermore, this role will involve active engagement in optimizing technology and enhancing operational efficiencies across the business. ... **Responsibilities:** + **Credit Analysis & Risk Assessment:** Proactively assess credit risk and...product offerings, and rating agency criteria. + **Policy and Regulatory Adherence:** Maintain up-to-date knowledge of and ensure rigorous… more
- JPMorgan Chase (New York, NY)
- …environment, and ensure successful Compliance/Operational Risk tests, audits, and regulatory exams. + Lead by example, demonstrating exemplary personal and ... management (in case of control breaks or gaps) + Lead risk and control assessments in partnership... Risk Management frameworks. + Sound judgment in risk assessment, work prioritization, senior leader engagement ,… more
- Citigroup (New York, NY)
- …Governance, and/or Data Risk and Control related work** + **Manage and lead Data Governance, and/or Data Risk and Control, policy, practices, and standards ... Risk and Control framework for senior leadership and regulatory updates** + **Liaise with metrics team to articulate...and influence relationships at all levels** + **Can effectively lead change in an organization with Citigroup's size, scale… more
- CIBC (Chicago, IL)
- …and the board of directors + Oversee the complaint management program and lead research and response of regulatory -related complaints, including responses to ... 40 **Skills** Advisory Services, Compliance Assessments, Leadership, Process Improvements, Regulatory Compliance, Risk Compliance, Software Testing Process,… more
- Vanguard (Malvern, PA)
- …responsible for leveraging their deep expertise in Artificial Intelligence ("AI") governance, risk , and compliance to lead our compliance programs and ... compliance alignment against global AI regulations and laws. Strong engagement across our IT, Risk , Legal, and...ideal candidate is a proactive advisor who can integrate regulatory AI compliance considerations into the entire AI system… more
- Manulife (Boston, MA)
- …+ Excellent knowledge of Information systems audit methodologies, control frameworks, risk management practices and regulatory requirements. + Excellent customer ... governance practices, managing vendor relationships, and supporting the firm's regulatory reporting and compliance obligations. This position will support Private… more
- Wells Fargo (Frederick, MD)
- …and accountability to business outcomes. Successful Branch Managers are able to lead a highly defined customer engagement process, coaching to specific ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more