- Vanguard (Malvern, PA)
- …and resilient risk culture. You'll drive enterprise-wide accountability, enhance audit and regulatory engagement , and lead the build out of a future ... and maintain a critical and high process inventory that aligns with enterprise risk appetite and regulatory expectations. + Champion Control Automation and… more
- TEKsystems (Columbus, OH)
- …hungry individuals that can pivot as needed - we want the wow factor. * Risk / regulatory type projects will be a plus but not essential. Notes from Manager: ... to 'Get Stuff Done' with high quality. Key Responsibilities * Project Management: Lead end-to-end delivery of regulatory projects, including audit findings, and… more
- City National Bank (Los Angeles, CA)
- …regulatory concerns. WHAT WILL YOU DO? * Work as a team to lead and facilitate all regulatory examinations, including targeted on-site examinations by ... * REGULATORY RELATIONS ANALYST* WHAT IS THE OPPORTUNITY? Responsible...assisting and coordinating with regulators, all business units and risk departments for targeted exams, ongoing supervision, ad hoc… more
- Raymond James Financial, Inc. (Southfield, MI)
- …Uses extensive knowledge and skills obtained through education and experience to effectively lead risk management activities, conduct reviews and develop risk ... management (including Operational Risk Management, Enterprise Risk Management, Regulatory Risk Management)....+ Experience in managing against deadlines associated with a risk management engagement . + Strong experience and… more
- HSBC (New York, NY)
- …streams to comply with upcoming US / Global Regulatory proposals and lead discussions with-in the risk management committees and local governance forums on ... support and considered opinion to CRO team, act as Risk Steward to the business, lead work...requirements + To manage and assess the impact of Regulatory Changes on the Risk Function. This… more
- TD Bank (Charlotte, NC)
- …Enabling Functions **Job Description:** **Department Overview:** The Product Owner (II) will lead and manage risk and control control activities, partnering with ... one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical,… more
- Amazon (Sunnyvale, CA)
- …design teams to research and specify regulatory and certification requirements - Lead engagement with industry bodies and regulatory authorities to ... will include solving ambitious and complex compliance challenges through research, engagement with regulatory agencies, hands-on testing, debugging, and… more
- Mastercard (Harrison, NY)
- …Privacy, AI & Data Responsibility Team, Government Affairs, and the Global Privacy Engagement Lead to ensure consistent and effective internal and external ... and governments realize their greatest potential._ **Title and Summary** Privacy Engagement Director The Privacy Engagement Director will provide technical… more
- Bloomberg (New York, NY)
- …subcontracting, location / geography, among others. + Maintain the vendor and vendor engagement inventory and risk profiles + Conduct due diligence control ... assessments, continuously monitor and report on Vendor and vendor engagement risks + Coordinate risk mitigation activities with vendors and Bloomberg departments… more
- Robert Half (Charlotte, NC)
- …Financial Crime Compliance (FCC + Lead assessments of financial crime risk controls and support regulatory certifications + Manage implementation of ... more effective and efficient in a way that is risk -sensitive, regulatory compliant, well controlled, and enabled...Lead or support financial crime control testing and regulatory exam responses. + Conduct audit planning, stakeholder … more