• Capital Markets Managing Director I- Sales

    PNC (Chicago, IL)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... with insurance **Job Description** + Responsible for a team sales professionals to drive sales activities and...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
    PNC (06/11/25)
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  • Capital Markets Associate - Derivative Products…

    PNC (Charlotte, NC)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... experience preferred Familiarity with ISDA documentation preferred Licensing requirements: Series 7 & 63 or able to...days of hire. **Job Description** + Partners with senior sales team members in supporting the sales more
    PNC (07/31/25)
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  • Capital Markets Managing Director Public Finance…

    PNC (San Antonio, TX)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment.… more
    PNC (08/01/25)
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  • Capital Markets Director- Str/Org (IC)(F)

    PNC (Winston Salem, NC)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... relationships. Provides superior client experience. + Works closely with sales team, relationship managers, traders and other internal service...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
    PNC (07/26/25)
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  • Asset Management - Sales Manager - Vice…

    JPMorgan Chase (New York, NY)
    sales acumen + Deep understanding of and ability to teach capital markets and consultative sales + Series 24, 7 and 63 required + Bachelor's degree ... fixed income, multi-asset, alternatives). **Job Summary** We are looking for a Sales Desk Manager for our Institutional Advisor Channel (IA) that will work… more
    JPMorgan Chase (08/03/25)
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  • Institutional Taxable Fixed Income Sales

    Siebert Williams Shank (New York, NY)
    …able to build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established ... & Co., LLC ("SWS") is seeking to expand its Institutional Fixed Income Sales desk. We are a fast-growing, top-ranked financial services firm that provides investment… more
    Siebert Williams Shank (08/07/25)
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  • Global Cash Equities - US Equity Franchise…

    JPMorgan Chase (Boston, MA)
    …on organization will be critical. Required qualifications, capabilities, and skills : + +10 years of sales experience + Series 7 & 63 license + Team player: ... a motivated individual to join JP Morgan's Equity Franchise Sales team in Boston, MA. The Equity Franchise ...Sales team in Boston, MA. The Equity Franchise Sales team is the distribution arm for equity and… more
    JPMorgan Chase (07/25/25)
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  • Sales Director (In Territory), Pacific…

    T. Rowe Price (Baltimore, MD)
    …in Pacific Southwest territory + DCIO and/or Retirement Plan Sales a must. + FINRA Series 7 and Series 63 Preferred: + CIMA + MBA + CFP + CFA + Extensive ... a difference in ways that matter to you . Role Summary The Sales Director, Defined Contribution Investment Only (DCIO) is responsible for cultivating relationships… more
    T. Rowe Price (05/23/25)
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  • Financial Advisor-Doral, Florida

    TD Bank (Doral, FL)
    …Experience:** + Bachelor's degree strongly preferred + 2+ years of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required + ... for TD Wealth clients + Meets quarterly and annual sales goals + Deepens wallet share by anticipating client...Required to have L&H and Series 66 (or equivalent) or the ability to obtain… more
    TD Bank (07/31/25)
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  • Financial Advisor

    TD Bank (Middle Village, NY)
    …Experience:** + Bachelor's degree strongly preferred + 2+ years of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required + ... for TD Wealth clients + Meets quarterly and annual sales goals + Deepens wallet share by anticipating client...Required to have L&H and Series 66 (or equivalent) or the ability to obtain… more
    TD Bank (07/24/25)
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