- Bank of America (Camarillo, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more
- Bank of America (North Las Vegas, NV)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience + Bi-lingual Spanish speaking **Skills:** + Advisory… more
- Bank of America (Dallas, TX)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more
- Bank of America (Clifton, NJ)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * **Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience** **Bilingual Spanish** **Skills:** * Advisory * Account… more
- Bank of America (San Francisco, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...minimum of one year of financial services industry or sales experience **Skills:** * Advisory * Account Management *… more
- Manulife (Tempe, AZ)
- …Managed Accounts. As part of the requirements for this role, you will need to acquire the Series 7 and Series 66 securities licenses within 120 days of hire ... opportunity to partner with Internal Business Consultants and the Sales Management Team to support the creation, development and...with enthusiasm and a positive attitude. + Completion of Series 7 and Series 66… more
- Wells Fargo (Mount Pleasant, SC)
- …Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to qualify ... may include most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- TIAA (KS)
- …client relationship management or consultative sales experience **Preferred Skills:** + FINRA registered, Series 6 or 7 and Series 63 required within 120 ... complex. + Demonstrates understanding and development of financial product sales cycle and regulatory constraints and requirements. + Demonstrates...7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series … more
- PNC (Pittsburgh, PA)
- …changes in firm policy, procedure and the regulatory environment. This role requires the FINRA series 7 , 66 (or equivalent 63/65), 24 (or equivalent 9/10). As an ... role works with Compliance, Central Review Desk and Regional Sales Managers to identify suspicious patterns in sales...all geographic locations. **Job Description** + Licensing requirements: FINRA Series 7 /66 (63/65) and FINRA Series… more
- Charles Schwab (Houston, TX)
- …be the opportunity for you. **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 (63/65) ... Investment Consultants (IC) in implementing large scale and tactical sales strategies. Your typical day will include sales...a 90-day condition of employment) + Active and valid Series 9/10 license required (may be obtained within a… more
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