- Bank of America (Denver, CO)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 &… more
- Bank of America (Chicago, IL)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...Service Management + Process Simplification **Required Qualifications:** + Either Series 7 and 66 licenses or … more
- Truist (Houston, TX)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... 5. Formulates investment ideas. 6. Writes draft research commentary. 7 . Depending on experience and the needs of the...the individual analyst, may work closely with Capital Markets, sales , and trading to help leverage the analyst's research… more
- Truist (Atlanta, GA)
- …made to enable individuals with disabilities to perform the essential functions.1. BA/BS degree 2. Licenses: Series 7 , Series 99, Series 24, Series ... **Please review the following job description:** An independent team within CIB - Sales , Trading and Research that supports the Surveillance program within CIB. The… more
- Citigroup (New York, NY)
- …including KYC and AML + Excellent verbal and written communication skills + Required US FINRA: SIE, Series 7 , Series 63 (or Series 66), and Series ... the wealth management team, including banking and investment products, the sales process, and operational functions. May have responsibility for planning, budgeting… more
- Truist (Columbia, MD)
- …focusing on outbound sales calls. 6. Financial Industry Regulatory Authority (FINRA) Series 7 , 66 licenses or actively pursuing these licenses. The annual ... required for presentation and answering of questions. 4. Maximize sales opportunities by contacting potential investment clients based on...to obtain FINRA registrations within 365 days - SIE, Series 7 and Series 66.… more
- TIAA (KS)
- …Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Physical Requirements** + Physical ... Work **Career Level** 6IC **Required Skills:** + 2+ years sales experience in a client facing role, with a...with a focus on relationship building + SRC Indicator: Series 6 or 7 ; Series … more
- First Horizon Bank (Greensboro, NC)
- …functions.** + Bachelor's Degree Required + Ability to maintain proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... Variable insurance licenses. + 5 or more years of sales and client management experience in Wealth Management and...+ Bachelors or better **Licenses & Certifications** **Preferred** + Series 7 + Series 66… more
- Atria Wealth Solutions (Vancouver, WA)
- …or graduate degree and/or an equivalent combination of education and experience. + Series 7 , 63/65 or 66 Securities Registration and Variable Life and ... products to members and the community by engagement in sales activities through an integrated marketing program, including branch...Variable Life & Health + State Insurance License + Series 63/65 + Series 7 … more
- Truist (New York, NY)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... flow, reacting with quick-takeaways to stock-moving developments Interacts with sales , trading, corporate management teams/ contacts, and institutional clients...2019), Series 63, Series 87 and either the Series 86… more
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