- Vanguard (Charlotte, NC)
- …job requires a regulatory license and/or registration (eg FINRA, state, SFC), the SIE, Series 7 and 63/65 or 66. Certain professional designations may be used ... with excellence and expanding client relationships with Vanguard through sales to ensure we are providing all that Vanguard...Compliance based on role-specific duties. + The SIE & Series 7 are required prior to starting… more
- Equitable (OR)
- …Alaska) * Thorough working knowledge of 401(k)/457(b), cash balance and managed account products * FINRA Series 6 or 7 , and Series 63 Registrations * Life & ... (RVP) is responsible for driving growth of 401(k) and governmental 457(b) sales through both Equitable Advisors (retail), 3rd party financial advisors in the… more
- Nuveen Investments (New York, NY)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... Client Engagement: Maintaining relationships with internal institutional and wealth sales channels, responding to product information requests, providing technical … more
- TIAA (Dallas, TX)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans). **Company Overview**… more
- Wells Fargo (Charlotte, NC)
- …following: work experience, training, military experience, education + Successfully completed FINRA Series 6 (or 7 ) exam to qualify for immediate registration ... Retirement Consultant (Business Growth Strategy Associate) in the National Sales Client Relationship Group as part of Wealth and...Certified Retirement Counselor (CRC) Designation + FINRA registration including Series 63 or Series 66 (or FINRA… more
- Bank of America (Miami, FL)
- …to become fully licensed and achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 & 65) licenses and approved designation ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...+ Administrative Services + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent;… more
- JPMorgan Chase (Chicago, IL)
- …Ability to understand new investment products and firm-wide policies. + Active and valid FINRA Series 7 and one or more of the following licenses are required to ... management across lines of business. + Liaise with the Sales Practice Review team to escalate potential issues. **Required...FINRA Series 66 (63,65), 9/10 (4,24,53) FINRA Series 7 , 66 (63,65), 9/10 (4,24,53), all… more
- Bank of America (Greenwood Village, CO)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...the team's client book segmentation strategy **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent;… more
- Bank of America (Gilbert, AZ)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...assists with training for team members **Required Qualifications:** + ** Series 7 , 63/65 or 66 or equivalent;… more
- Bank of America (Salisbury, MD)
- …FSA Stage I must have a general awareness of core banking and investment solutions. Required Skills: Series 7 & 66 must be obtained within 120 days; Series ... required industry licensing + Displays confidence working in a sales role + Builds strong client relationships through effective...minimum of one year of financial services industry or sales experience + Learns and adapts to new technology… more
Recent Jobs
-
RN Certified School Nurse
- Amergis (Middleburg, VA)
-
Outside Sales Representative - HVAC
- Ferguson Enterprises, LLC. (Indianapolis, IN)
-
Occupational Therapist - Inpatient Acute Care, Weekend Program
- Fairview Health Services (Maplewood, MN)
-
Cafe Ambassador- The Florida Mall
- Capital One (Orlando, FL)