- First Horizon Bank (Memphis, TN)
- …pass the following tests within a timely manner if licenses are not already held - SIE, Series 7 , Series 52 and Series 63. Requirements + Bachelor's ... detailed oriented tasks and provide specialized support for our sales force and customer base. Excellent communication skills are...+ Knowledge of Bloomberg application is a plus + Series 7 is a plus + Knowledge… more
- Coast Guard Community Services Command (Detroit, MI)
- …Date: 01/30/2025 Announcement #: 6330 Opening Date: 25 June 2025 Pay Plan/ Series /Pay Band: NF-2091-01 Closing Date: Until Filled Work Schedule: Part-Time (20-29 ... hr/wk) Position: Sales Clerk Salary: $15.00/hour Who May Apply: All Sources...8am-4pm *Closed on all major holidays *Availability must be 7 :45 am to 4:15 pm Monday - Friday *Must… more
- Janus Henderson Investors (Denver, CO)
- …industry and/or training; or an equivalent combination of education, experience and training. + Series 7 and 63 licenses required prior to hire. + Advanced ... you! Your opportunity + Initiate and/or follow up on sales calls, provide intermediaries with sales ideas,... targets. + Responsible for creating a monthly webcast series in conjunction with practice management, portfolio construction, product… more
- BlackRock (San Francisco, CA)
- …(MBA, CIMA, CFP, CRPS, ARPC a plus) + 5+ years relevant financial services experience preferred + Series 7 and 66 required + Series 24 required or must be ... that together form BlackRock's premier Client Businesses Group. **Responsibilities** As a Divisional Sales Desk Manager, you will develop a team of Sales … more
- T. Rowe Price (Colorado Springs, CO)
- …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within ... in ways that matter to you . Role Summary The Intermediary Sales Consultant is a sales and relationship partner with external sales professionals with whom… more
- Commerce Bank (St. Louis, MO)
- …leadership/supervisory experience within a broker-dealer or wealth management environment required + FINRA Series 7 & 63/65 or 66 licenses required at time of ... to align with corporate goals and regulatory requirements. The Sales Manager role requires a strategic leader with deep...hire + FINRA Series 24, or the ability to obtain within 9… more
- Citigroup (Getzville, NY)
- …issues with transparency. **Qualifications:** + 2-5 years of relevant experience + Recommended licensing/registration: Series 7 , Series 9, Series 10, ... Series 63 + Consistently demonstrates clear and concise written and verbal communication skills **Education:** + Bachelor's Degree/University degree or equivalent experience This job description provides a high-level review of the types of work performed.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6, 7 , 17, 37 or 38 or those who hold principal-level ... registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,...28, 51, and 53 would be qualified to register as an Operations Professional ( Series 99) without passing the… more
- Kestra Financial (Palo Alto, CA)
- …including long term and time sensitive projects simultaneously. Certificates, Licenses, Registration + Series 7 required. Series 65/ 66 preferred. Education ... a desire to learn, advance, and excel? The Senior Sales Associate reports to the Financial Advisor and is...for lead prospecting, database, best practice playbooks, and guided sales application. Training in the building of a vibrant… more
- Vanguard (Scottsdale, AZ)
- …+ This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... for investment success. That starts with you. As a Sales Consultant, you'll be an advocate for our retail...the voice of our organization. You'll provide an exceptional sales experience and support investors who have chosen or… more
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