• Advisor Consultant - Alternative Investments

    Nuveen Investments (MI)
    …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... The Alternatives Business Development job directs the sales and distribution efforts for the Alternatives Investments...business development in the Alternative Investments space + FINRA Series 7 and Series 63… more
    Nuveen Investments (07/24/25)
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  • Relationship Banker

    Wells Fargo (Hesperia, CA)
    …Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process * Knowledge and understanding of retail...practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA… more
    Wells Fargo (08/02/25)
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  • Relationship Banker Imperial & Long Beach

    Wells Fargo (Lynwood, CA)
    …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process + Knowledge and understanding of retail...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
    Wells Fargo (08/02/25)
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  • Centralized Brokerage Client Service Associate…

    Truist (Tampa, FL)
    …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (candidates that only have ... identify existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to...the Series 7 or Series 66 will be considered… more
    Truist (07/15/25)
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  • Trade Desk (Hybrid Ft Worth)

    TEKsystems (Fort Worth, TX)
    …calls from customers about trading, moving money, etc. + Average 30 + calls per day Skills Series 7 , series 63, series 66, customer service, trade desk, ... call center Additional Skills & Qualifications + Need Series 7 & 63 or 66 +...volunteer opportunitieso Concierge services with daily lunch specials, vendor sales , discount tickets to community events and attractionso Robust… more
    TEKsystems (07/25/25)
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  • Market Support Manager

    Wells Fargo (San Diego, CA)
    …years of leadership experience + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9/10 and 63 exams or 7 , 9/10 and ... Have responsibility for all day-to-day brokerage client support functions across multiple sales locations + Work closely with the Branch/Area and Market Managers to… more
    Wells Fargo (07/23/25)
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  • Financial Solutions Advisor I - Charlotte

    Bank of America (Huntersville, NC)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66...put your mind to. * Is comfortable in a sales role, finding ways to nurture strong relationships with… more
    Bank of America (08/02/25)
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  • Financial Solutions Advisor Registration Candidate…

    Bank of America (Cleveland, OH)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66...put your mind to. + Is comfortable in a sales role, finding ways to nurture strong relationships with… more
    Bank of America (07/24/25)
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  • Wealth Regional Supervisor

    Truist (Richmond, VA)
    …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... and escalate complex matters to Team Lead and/or Divisional Sales Management. + Review of Electronic Correspondence/Social Media Review...in lieu of 53. Series 63&65 can be used in lieu of … more
    Truist (08/02/25)
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  • Wealth Relationship Manager - Divisional…

    Truist (Charlotte, NC)
    …may be made to enable individuals with disabilities to perform the essential functions. + FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... related procedures, training and identification of potential harmful trends, sales practice patterns, conflicts of interest or issues that...in lieu of 53. Series 63&65 can be used in lieu of … more
    Truist (07/08/25)
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