- American Express (Sandy, UT)
- …risk associated with politically exposed persons and persons and entities on core sanctions and risk lists through regular screening, and manage risk associated with ... standards set for AML, Screening, Enhanced Due Diligence, and Sanctions standards. **Job Responsibilities/Tasks:** + Develop and maintain investigations-related… more
- TD Bank (New York, NY)
- …within the TDS space. + Participate in the annual enterprise-wide AML/BSA/ Sanctions /ABAC risk assessment process, as required. + Conduct targeted AML/OFAC training, ... and strategic thinking skills. + Working knowledge of one or more sanctions screening and AML surveillance applications is desirable. + Proficiency with Microsoft… more
- UCHealth (Fort Collins, CO)
- …status with Medicare and Medicaid. + Eligible to provide services with no sanctions or exclusion from either the Health and Human Services/Office of Inspectors ... status with Medicare and Medicaid. + Eligible to provide services with no sanctions or exclusion from either the Health and Human Services/Office of Inspectors… more
- EverBank (Irvine, CA)
- …prevent, and mitigate financial crimes including fraud, money laundering, sanctions violations, and bribery. This role combines technical expertise, regulatory ... meet regulatory and operational requirements. + Ensures alignment with AML, sanctions , anti-bribery, and fraud regulations. + Conducts gap analyses and remediation… more
- Michigan State University (East Lansing, MI)
- …whether they are subject to any pending investigation, findings or sanctions related to professional misconduct. Professional misconduct includes misconduct related ... application, related to any pending investigations, findings of responsibility and/or sanctions related to professional misconduct. Nothing will be sent to current… more
- Santander US (Miami, FL)
- …Law, Bank Secrecy Act (BSA), and the PATRIOT Act. Ensure compliance with global sanctions regimes, including screening against the OFAC sanctions list. Serve as ... the primary liaison with the Second Line of Defense on risk-related matters. Act as a subject matter expert (SME) while providing leadership, guidance, and mentorship to other team members. Review existing compliance controls for regulatory updates and… more
- Wells Fargo (Charlotte, NC)
- …+ 4+ years' experience with Bank Secrecy Act (BSA)/Anti-Money Laundering (AML), Sanctions and Anti-boycott policies and procedures, and + demonstrates an ability to ... policies relating to trade transactions, + ensuring adherence to global sanctions and suspicious activities monitoring + Experience resolving red flag issues… more
- Dow Jones (New York, NY)
- …in the risk and compliance ecosystem, including related topics such as sanctions , trade, tariffs and geopolitics. Reporting to the Director, Business Management and ... related to business risk and compliance, including regulations; financial crime; sanctions and trade compliance; cybersecurity; supply chains; and geopolitics +… more
- Capital One (Richmond, VA)
- …might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The ... + Quality Assurance: Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews or other AML process. + Escalation… more
- City of New York (New York, NY)
- …City employees and elected officials on legal ethics, representation, privilege, and sanctions matters. The Division also is responsible for counseling on a wide ... and trains on a vast array legal ethics, conflicts, representation, privilege, and sanctions matters as well as federal, State, and local compliance matters. The… more