- TD Bank (New York, NY)
- …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... + Technology & Automation: Collaborate with Technology teams and the CDO to enhance data pipelines, improve data validation processes, and create monitoring tools to detect anomalies in surveillance data. + Cross-Functional Leadership: Partner with Compliance,… more
- JPMorgan Chase (Chicago, IL)
- …/ initiatives at once + Strong understanding of external (Regulatory / SEC ) reporting requirements and frameworks + Experience with project management best ... practices, including organizational skills, and time management + Excellent verbal and written skills demonstrated through interactions with various levels of seniority + Team player with ability to work autonomously and delivery high quality work in a… more
- UIC Government Services and the Bowhead Family of Companies (Dahlgren, VA)
- …In furtherance, pursuant to The Alaska Native Claims Settlement Act 43 USC Sec . 1601 et seq., and federal contractual requirements, UIC and its subsidiaries may ... legally grant certain preference in employment opportunities to UIC Shareholders and their Descendants, based on the provisions contained within The Alaska Native Claims Settlement Act. Equal Opportunity Employer/Protected Veterans/Individuals with… more
- Tradeweb (New York, NY)
- …hoc analysis + Create annual and quarterly earnings materials for investor presentations and SEC filings + Manage and mentor global FP&A team members + Delivery of ... real-time and monthly forecasting + Decision support for general corporate finance projects + Develop presentations for board and operating committee materials + Communicate financial information in a concise and accessible manner to non-finance personnel and… more
- Texas Instruments (Dallas, TX)
- …preparation of the ASC 740 tax provision and related footnote disclosures for SEC filings. + Maintain documentation of tax policies, procedures and process controls ... to comply with SOX 404 requirements. + Identify, design, and implement process improvements for efficient and effective tax provision reporting and planning. + Develop and deliver tax accounting training for non-US finance teams involved in tax accounting /… more
- Meta (Menlo Park, CA)
- …completion 15. In-depth knowledge of complex global regulatory requirements (eg, GDPR, SEC , PCI-DSS, NYDFS) 16. Demonstrated ability to build strong formal and ... informal networks with key influencers and decision makers inside and outside the company 17. Experience working in integrated privacy-security environments or familiarity with unified GRC frameworks across multiple risk domains **Preferred Qualifications:**… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …applications of women, minorities, and persons with disabilities. ACKNOWLEDGEMENT As defined by Sec . 5-196 of the Connecticut General Statutes, a job class is a ... position or group of positions that share general characteristics and are categorized under a single title for administrative purposes. As such, a job class is not meant to be all inclusive of every task and/or responsibility. Click on a link below to apply… more
- State of Connecticut, Department of Administrative Services (Bridgeport, CT)
- …applications of women, minorities, and persons with disabilities. ACKNOWLEDGEMENT As defined by Sec . 5-196 of the Connecticut General Statutes, a job class is a ... position or group of positions that share general characteristics and are categorized under a single title for administrative purposes. As such, a job class is not meant to be all-inclusive of every task and/or responsibility. Click on a link below to apply… more
- Principal Financial Group (Des Moines, IA)
- …to travel as required. + This position may be subject to SEC restrictions on personal political contributions. **Salary Range Information** Salary ranges below ... reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending… more
- State of Connecticut, Department of Administrative Services (Middletown, CT)
- …applications of women, minorities, and persons with disabilities. ACKNOWLEDGEMENT As defined by Sec . 5-196 of the Connecticut General Statutes, a job class is a ... position or group of positions that share general characteristics and are categorized under a single title for administrative purposes. As such, a job class is not meant to be all-inclusive of every task and/or responsibility. Click on a link below to apply… more